Search for: "Commodities International, Inc."
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22 Apr 2024, 2:04 pm
Basic Inc. v. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
4 Apr 2024, 8:57 am
” Both orders further find the firm-wide use of unapproved communication methods violated each firm’s internal policies and procedures. [read post]
3 Apr 2024, 9:01 pm
These are not secret analyses; they are public documents for the whole world to see.[4] Even parties that argue in court that their conduct does not implicate the federal securities laws have themselves used the Howey framework internally for years to evaluate crypto offerings.[5] Of course, that doesn’t mean that all crypto products are offered as “investment contracts” and are therefore securities. [read post]
24 Mar 2024, 9:01 pm
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. [read post]
16 Mar 2024, 7:50 am
NBIS Construction, supra, at *4-5 (internal citations omitted). [read post]
19 Feb 2024, 9:03 pm
Thomson International Inc., the producer of the onions, cooperated with the FDA throughout the investigation and is continuing to engage with the FDA on the agency’s findings and recommendations. [read post]
14 Jan 2024, 5:01 am
Stegall, 653 F.2d 180, 185–86 (5th Cir. 1981) (permitting plaintiffs to proceed pseudonymously because the lawsuit revealed their unpopular personal beliefs); Choice, Inc. of Tex. v. [read post]
10 Jan 2024, 9:01 pm
Inc., 448 F. [read post]
29 Dec 2023, 3:45 pm
First, the backstory from an earlier (May 2022) decision in the case: Around December 2021, defendant Mason Rothschild created digital images of faux-fur-covered versions of the luxury Birkin handbags of plaintiffs Hermes International and Hermès of Paris, Inc. [read post]
18 Dec 2023, 2:48 pm
Currently, Regulation 4.7 exempts commodity pool operators (“CPOs”) and commodity trading advisors (“CTAs”) from certain compliance requirements if their offerings are limited to qualified eligible persons (“QEPs”). [read post]
22 Oct 2023, 9:01 pm
Moab Partners According to the investor-plaintiffs who initially brought the underlying case, Macquarie Infrastructure Corporation (“MIC”)—a publicly traded global financial group that owns and operates a portfolio of infrastructure-related businesses—failed to sufficiently disclose the impact of prospective international maritime regulations on No. 6 oil, which was handled and stored in bulk by an affiliate of MIC, International-Matex Tank Terminals… [read post]
17 Aug 2023, 9:05 pm
The Internal Revenue Service and the U.S. [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
31 May 2023, 1:44 pm
Noteworthy, Metromile Inc., a San Francisco-based technology startup, ful [read post]
24 May 2023, 6:37 am
” The indictment and its accompanying “statement of facts” accuse Trump of orchestrating a “catch and kill” scheme with his fixer Michael Cohen, American Media, Inc. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
6 Apr 2023, 5:42 am
“When I toured Michigan’s largest grain handler, Michigan Agricultural Commodities Inc., I met with two twin brothers who took over the business from their father. [read post]
23 Feb 2023, 9:01 pm
Beyond spoofing, in 2022, MIMF prosecutors successfully pursued a wide range of cases in keeping with our focus on market integrity and individual accountability, including: Charging a defendant in the Southern District of Texas for allegedly running an illegal kickback and commodities insider trading scheme involving natural gas futures; Charging eight defendants in connection with an alleged social media-based “pump and dump” scheme, which resulted in over $114 million in… [read post]
