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18 Dec 2023, 2:48 pm
Currently, Regulation 4.7 exempts commodity pool operators (“CPOs”) and commodity trading advisors (“CTAs”) from certain compliance requirements if their offerings are limited to qualified eligible persons (“QEPs”). [read post]
28 Apr 2016, 11:29 am
Summary: This discussion paper is intended to address the following question put forward in the OPC’s consultation paper on online reputation: “Can the right to be forgotten find application in the Canadian context and, if so, how? [read post]
25 Oct 2012, 10:09 am
Officially, it was a program known as "Loans Move Forward, Never Backward," where Countrywide's people worked to erase the checkpoints which would have sounded the alarm that the home loan being analyzed might not be on the up and up. [read post]
22 Jul 2020, 3:07 pm
Whistleblowers have also testified at TRO or asset freeze proceedings, enabling our staff to stop fraud schemes before investor losses mount; they have identified additional witnesses and encouraged those witnesses to come forward; and they have explained documents to enhance our understanding of cases. [read post]
20 Jan 2021, 9:50 am
Securities and Exchange Commission (SEC) Whistleblower Program and the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
1 Oct 2013, 5:44 am
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]
27 Aug 2020, 8:07 am
Plaid Inc. [read post]
31 Dec 2019, 8:13 am
Below is our quarterly newsletter. [read post]
5 Nov 2017, 2:56 pm
The Commodities Futures Trading Commission (CFTC) has a very good primer on ICOs and cryptocurrencies, here. [read post]
15 Dec 2017, 9:01 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calen [read post]
15 Dec 2017, 9:01 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calen [read post]
8 Dec 2021, 7:27 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
8 Dec 2021, 11:27 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
27 Jun 2018, 9:13 am
Key Findings Trade barriers such as tariffs raise prices and reduce available quantities of goods and services for U.S. businesses and consumers, which results in lower income, reduced employment, and lower economic output. [read post]
20 Sep 2014, 1:06 pm
(Pix (c) Larry Catá Backer 2014) Since 2010, I have been posting on the development of a new course I have been developing for our first year law school students, "Elements of Law. [read post]
2 May 2023, 12:51 pm
., that can be forwarded to the fraudster in a way that does not leaving a trail to them; Exchange services like Coinbase where users can convert their Bitcoin, Ethereum, etc., to cash without identification. [read post]
16 Apr 2018, 4:48 pm
Securities and Exchange Commission (SEC) charged two co-founders of Centra Tech, Inc., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
2 Nov 2021, 8:49 am
ARGENTINA On 12 September 2021, President Alberto Fernández’s Justicialist party suffered significant losses in Argentina’s midterm primaries. [read post]
9 Jun 2020, 12:26 pm
MOOTNESS FEES The Delaware Court of Chancery’s 2016 decision in In re Trulia, Inc. [read post]
30 Jul 2017, 4:49 pm
” Excess amounts may be carried forward to future tax years. [read post]
