Search for: "Commonwealth Financial Systems"
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4 Feb 2016, 9:44 am
“Virtual currencies offer countries a cost-effective, fast and accessible alternative to settling financial payments, but unclear laws and regulations are preventing their responsible development and encouraging their exploitation by criminals, says a new Commonwealth report. [read post]
11 Jun 2014, 8:45 am
The Financial Industry Regulatory Authority (FINRA) recently fined brokerage firm Commonwealth Financial Network (CFN) $250,000 on allegations that from December 7, 2009 to January 28, 2012, CFN’s supervisory system: (a) failed to subject about 12.6 million outgoing e-mails to daily e-mail surveillance protocol, constituting 90% of the e-mails that the firm’s registered representatives sent through doing business as (DBA) e-mail accounts; and (b)… [read post]
13 Jul 2008, 10:55 pm
Commonwealth regulated financial service providers require an Australian Financial Services Licence issued under the Corporations Act 2001 (Cth). [read post]
5 May 2010, 2:12 pm
The Australian Government’s workplace safety and compensation authority, Comcare, has improved its claim systems after two injured workers were underpaid over several years, as detailed in a Commonwealth Ombudsman’s report released today. [read post]
11 Dec 2010, 6:08 pm
The Treasurer has announced 3 areas of banking system reform designed to firstly assist consumers, secondly assist smaller lenders and thirdly to secure the financial system. [read post]
16 Dec 2022, 5:00 am
It is divided into sections on municipal processes and financial management. [read post]
9 Mar 2016, 12:01 pm
Thereafter, Commonwealth Financial conducted an investigation and Moore was permitted to resign after the firm terminated Moore’s registration. [read post]
20 May 2012, 1:31 pm
Commonwealth Parliament will resume sitting on 21 May. [read post]
1 Jul 2019, 7:02 am
Bourgeois, formerly registered with Commonwealth Financial Network (Commonwealth Financial) out of Metairie, Louisiana has been barred by The Financial Industry Regulatory Authority (FINRA) for failing to answer questions concerning his conduct. [read post]
13 May 2014, 6:00 am
The trial court ruled in favor of Kraftdev, after which the Authority appealed the ruling to the Pennsylvania Commonwealth Court. [read post]
13 Nov 2023, 12:44 pm
Gathering Essential Financial Documents for Your Divorce Case For a fair and precise portrayal of each spouse’s financial situation, parties will need to reference a range of financial documents. [read post]
27 Jul 2020, 10:11 am
These fossil fuel companies are so tightly integrated into our financial system that their failure could cause a devastating chain reaction of crashes and failures for the global economy. [read post]
20 Mar 2014, 10:29 am
MSPs hear company linked to deaths of disabled claimants should be dropped from Commonwealth Games sponsorship. [read post]
21 Jul 2011, 3:05 am
An ongoing investigation by the Attorney General’s Insurance and Financial Services Division exposed that the pharmacy company was overcharging public entities for prescription drugs under the workers´ compensation insurance system. [read post]
19 Jan 2024, 11:52 am
The settlement between Robinhood Financial and the Secretary of the Commonwealth of Massachusetts, William Galvin, stems from a 2020 complaint filed by the Massachusetts regulator. [read post]
13 Apr 2017, 5:55 am
In addition, many Commonwealth instrumentalities (including the University of Puerto Rico (UPR), the GDB, the Employees Retirement System, and even the Highways and Transportation Authority), depend in whole or in part on appropriations from the Commonwealth which would necessarily have to be agreed as part of the fiscal plan approved as part of the stage-one restructuring. [read post]
10 Aug 2020, 11:39 am
(“Commonwealth”). [read post]
27 Aug 2015, 8:02 am
“This the first Commonwealth project with the potential to positively impact every citizen,” said Barrow. [read post]
20 Jul 2009, 2:35 pm
Subject to the agreement of the States and Commonwealth Parliament the new laws will start on 1 November 2009 with licensing to commence by 1 January 2010. [read post]
10 Aug 2011, 5:52 am
In this case, Conway will be seeking to recover money on behalf of the Commonwealth of Kentucky. [read post]
