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4 Feb 2024, 7:55 am by Staff Attorney
  Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
26 Jan 2024, 1:40 pm by The White Law Group
  Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
18 Jan 2024, 9:33 am by luiza
 This either-or proposition not only undermined critical investor protections and placed investors at risk, but was also illegal. [read post]
8 Jan 2024, 11:59 am by luiza
”  The DOJ alleged that the PE firm “managed [the pharmacy] on behalf of its investors, allegedly knew of and agreed to the plan to pay outside marketers to generate the prescriptions and financed the kickback payments to the marketers. [read post]
31 Dec 2023, 4:00 am by Administrator
One Sunday each month we bring you a summary from Supreme Advocacy LLP of recent decisions at the Supreme Court of Canada. [read post]
27 Dec 2023, 6:09 pm by The White Law Group
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
20 Dec 2023, 11:01 am by The White Law Group
Furthermore, in 2018 and early 2019, Baron allegedly falsely told the two investors that Company A planned to repurchase their shares, adding to the misrepresentation.Baron also purportedly breached FINRA rules by failing to disclose his consulting role and compensation from Company A to his member firm, Equity Services Inc., from 2015 to 2017. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Such managers should consult with legal counsel to determine whether they are required to register in the states in which they conduct business. [read post]
17 Dec 2023, 9:03 pm by renholding
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]