Search for: "Cooperative Management Entity" Results 21 - 40 of 2,012
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19 Mar 2012, 11:11 am by N. Peter Rasmussen
-based institutional money manager that specialized in quantitative investment strategies, concealed a material error in the computer code of the model it used to manage client assets. [read post]
20 Jan 2013, 7:29 pm by Larry Catá Backer
  Yet there is a hint odf movement toward conventional rule of law notions in the emphasis of the use of contract in managing relationships among entities. [read post]
4 Feb 2019, 8:55 am by Simon Lovegrove (UK)
This, in turn, will allow certain activities, such as fund manager outsourcing and delegation, to continue to be carried out by UK based entities on behalf of counterparties based in the EEA; and an MoU with ESMA covering supervision of credit rating agencies and trade repositories. [read post]
2 Aug 2021, 12:19 am by Peter Mahler
Artemus’s Second Amended and Restated Operating Agreement identifies an Edelman-controlled company as 50% managing member and the Durst affiliate as 50% non-managing member. [read post]
16 Jun 2015, 9:00 am by WIMS
EPA solicits applications from eligible entities for a cooperative agreement to support a project to continue monitoring and assessment of Great Lakes coastal wetlands pursuant to the Great Lakes Restoration Initiative Action Plan II -- deadline July 31(c)Waste Information & Management Services, Inc. [read post]
30 Aug 2017, 12:57 pm by Matthew D. Lee
Department of Justice revealed its latest offshore bank resolution by announcing that it had entered into a nonprosecution agreement with a Swiss asset management firm called Prime Partners SA. [read post]
13 Sep 2011, 12:48 am by Kevin LaCroix
., the Director of Complex Claims and Consulting for USI and part of its Management & Professional Services Group in Dallas. [read post]
7 Apr 2015, 2:17 am by Frank J. Dürring
The author, his affiliates, and related entities shall not be responsible for any loss sustained by any person or entity that relies on this publication. [read post]
7 Apr 2015, 2:17 am by Nietzer
The author, his affiliates, and related entities shall not be responsible for any loss sustained by any person or entity that relies on this publication. [read post]
Based on this requirement, BaFin has previously stated in letters to the fund management companies it supervises that the outsourcing to UK entities may become unlawful in a hard Brexit scenario – thus causing considerable uncertainty for the German management companies and the UK asset managers. [read post]
29 Oct 2019, 10:32 am by Bona Law PC
Whether you’re a farmer or a cooperative, you have antitrust risk that should be regularly assessed and managed. [read post]
11 Aug 2010, 1:16 am by David Jacobson
Draft prudential practice guides on management of conflicts and reserving practices that were also issued for consultation in 2009 will be further reviewed subject to any Government response to the Cooper Review’s recommendations on these subjects. [read post]
16 Apr 2011, 6:06 pm
Cooper was the sole shareholder and day to day operator of Auburn Honda, a corporation. [read post]
The danger presented by the underlying violations will be assessed based on, among other things, the amount of harm or potential harm caused by the violations, the type of harm, and the number of individuals or entities harmed. 3. [read post]