Search for: "Cornerstone Marketing, LLC"
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26 May 2017, 6:33 am
Miller, Ethics Metrics LLC, on Thursday, May 25, 2017 Tags: Banks, Compliance & ethics, Disclosure, Financial crisis, Financial institutions, Financial regulation, Information asymmetries, Information environment, Investor protection, Public interest, SIFIs, Systemic risk, Transparency 2017 IPO Report Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Thursday, May 25, 2017 Tags: Boards of Directors, Capital formation, Capital… [read post]
12 May 2017, 6:21 am
Gilley, Cornerstone Research, on Sunday, May 7, 2017 Tags: Broker-dealers, Disclosure, FCPA, Financial reporting, Insider trading, SEC enforcement, Securities enforcement, Securities regulation CHOICE Act 2.0: House Financial Services Committee Revises Regulatory Reform Bill Posted by John C. [read post]
29 Mar 2017, 7:30 am
District Court for the District of Columbia applied the Lone Steer standard to an OFCCP compliance evaluation dispute in its November 2011 decision in United Space Alliance, LLC v. [read post]
27 Mar 2017, 1:06 pm
One of the cornerstones of our businesses is respecting the privacy of our customers, and it is for that primary reason that we are writing to you today.We urge Congress to preserve the FCC’s Broadband Privacy Rules and vote down plans to abolish them. [read post]
16 Mar 2017, 1:24 pm
Both entities are publicly registered, non-listed REITs that focus on select-service hotels in major U.S. markets, and both are sponsored by Moody National REIT Sponsor LLC, an affiliate of the Moody National Cos., a full-service CRE company based in Houston. [read post]
10 Mar 2017, 6:09 am
Breedlove, Cornerstone Research, on Sunday, March 5, 2017 Tags: Antitrust, DOJ, FTC, Hart-Scott-Rodino Act, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities regulation The Trajectory of American Corporate Governance: Shareholder Empowerment and Private Ordering Combat Posted by Jennifer G. [read post]
6 Mar 2017, 4:26 pm
David Topol Margaret Thomas In its June 2010 decision in Morrison v. [read post]
30 Jan 2017, 6:16 am
Likens worked out of a d/b/a Cornerstone Wealth Management. [read post]
3 Jan 2017, 4:28 pm
Third-Party Litigation Funding Hits the Big Time Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]
14 Nov 2016, 11:05 am
Those two concepts are the cornerstones of the clothing brand Patagonia’s business philosophy. [read post]
5 Sep 2016, 6:30 am
Cornerstone Research stated in its mid-year 2016 securities litigation report (here) that the pace of litigation so far this year has been even greater than last year’s record rate. [read post]
19 Aug 2016, 6:16 am
Evidence from Loan Covenants Posted by Antonio Falato, Federal Reserve Board, on Sunday, August 14, 2016 Tags: Bankruptcy, Capital formation, Capital markets, Cost of capital, Covenants, Debt, Debt contracts, Debtor-creditor law, Defaults, Distressed companies, Employees, Financial crisis, Labor markets, Market conditions The Lifecycle of Firm Takeover Defenses Posted by Jonathan M. [read post]
23 Jun 2016, 6:06 pm
************************ NERA and Cornerstone have recently published annual reports showing that the volume of securities class actions has increased from 2006 to 2015, with a low in 2009 and a steady rise since then. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
29 Mar 2016, 7:53 pm
So too said the Eastern District of Virginia in 2014 in Belmora LLC. v. [read post]
26 Feb 2016, 12:32 pm
”The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
22 Feb 2016, 4:36 pm
That all started to change after the stock market crash of 1929 triggered the Great Depression. [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners, Compliance &… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners, Compliance &… [read post]
11 Feb 2016, 9:00 am
Stockholders Litigation and RBC Capital Markets, LLC v. [read post]
