Search for: "Countrywide Securities Corporation "
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30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
27 Sep 2023, 7:39 am
If you are a benefits broker looking to offer added value to your corporate clients, we have the answer for you: financial wellness benefits. [read post]
26 Sep 2023, 8:31 am
In today’s digital age, identity theft has become an increasingly common threat to personal and professional security. [read post]
14 Sep 2023, 8:40 am
A plan member feels safe and secure with the Countrywide protection guarding their identity. [read post]
9 Mar 2023, 10:30 pm
In Brazil earlier this month, we celebrated the introduction of a regulation that would restrict some animal testing for cosmetic purposes countrywide. [read post]
5 Mar 2023, 1:24 pm
Moreover, the concept behind rule – that is, to provide corporate insiders with a way to trade in their company securities – is still valid, as well. [read post]
28 Feb 2022, 5:52 am
Shoigu and Gerasimov join 11 other members of the Security Council previously sanctioned by the United States. [read post]
10 Feb 2022, 3:58 am
DAOs are basically unintentional partnerships that stretch across the globe and cross (and crisscross) both securities and corporate entity thresholds and should not be formed without doing it correctly. [read post]
13 Jul 2021, 5:30 am
Securities and Exchange Commission (SEC) fines and shareholder lawsuits, and get the PR crisis folks working overtime on explaining this mess to employees and shareholders. [read post]
9 Jun 2021, 2:21 pm
Since it was first instituted nearly 21 years ago, SEC Rule 10b5-1 has provided corporate executives with a way to trade in their company’s securities while avoiding potential liability under the federal securities laws. [read post]
23 Mar 2021, 8:00 am
Corporate security systems are more advanced than the home variety, and while doing business, a remote worker may accidentally let in a virus that can harm the computer. [read post]
5 Jul 2020, 7:01 am
The Taliban suffered severe personnel losses countrywide. [read post]
27 Jun 2019, 8:00 am
If hacking were a company, it would be a high-level Fortune 500 corporation. [read post]
23 Jul 2018, 11:50 pm
Rule 10b5-1 has been in place now for nearly 19 years, and during that time it has proven that, used properly, it can provide corporate executives with a substantial defense to allegations that their trading in their company’s securities represents evidence of scienter. [read post]
9 Jul 2018, 2:03 pm
(“Countrywide“). [read post]
18 Jun 2018, 5:27 pm
BANK OF AMERICA CORPORATION failed to adhere to the Fair Debt Collection Practice Act, as all 3rd party debt collectors are required to do.In the next paragraph, after describing the conduct of Countrywide Financial Corporation—which later merged with Bank of America—they wrote: "The Supreme Court has warned people in Federal Crop Insurance Corp vs. [read post]
13 Aug 2017, 2:46 pm
Arguably the highest profile example of a case in which the existence of a Rule 10b5-1 trading plan faced substantial scrutiny is the 2009 enforcement action that the SEC brought against former Countrywide Financial Angelo Mozilo. [read post]
29 Jul 2017, 9:56 am
" Doc. 1-1, Texas Home Equity Security Instrument Ex. [read post]
27 Jun 2017, 7:59 am
Countrywide Financial Corporation case that state courts have concurrent jurisdiction with federal courts to hear liability lawsuits under the Securities Act of 1933 and that more recent Congressional enactments did not eliminate the concurrent state court jurisdiction for the plaintiffs’ ’33 Act claims. [read post]
27 Jun 2017, 7:59 am
Countrywide Financial Corporation case that state courts have concurrent jurisdiction with federal courts to hear liability lawsuits under the Securities Act of 1933 and that more recent Congressional enactments did not eliminate the concurrent state court jurisdiction for the plaintiffs’ ’33 Act claims. [read post]
