Search for: "Cove Investments, LLC" Results 1 - 20 of 21
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24 Jul 2020, 12:42 pm by Renae Lloyd
Conservation Easement Investment, Queen’s Cove Holdings LLC Have you suffered losses investing in Queen’s Cove Holdings LLC? [read post]
5 Jun 2007, 12:31 am
DiBella and consulting firm North Cove Ventures LLC liable for aiding and abetting a fraudulent investment scam. [read post]
20 Jun 2012, 3:13 am by Andrew Lavoott Bluestone
Last fall we wrote about the Cove Cafe and the legal malpractice case that followed. [read post]
18 Feb 2010, 10:06 am
Today FERC granted a waiver of its prohibition on tying and certain capacity release requirements sought by Statoil Natural Gas LLC and Gazprom Marketing and Trading USA, Inc. [read post]
16 Jan 2015, 11:04 am by D. Daxton White
According to FA-Mag.com, former broker and owner of Middle Cove Capital LLC, Noah L. [read post]
21 Oct 2011, 3:01 am by Andrew Lavoott Bluestone
Nancy P. subsequently executed a deed to Macabagi, LLC on April 6, 2010. [read post]
17 Sep 2013, 10:08 am
Inc., Moorings Development, Inc. and Pirates Cove Marina, LLC. [read post]
15 Feb 2012, 8:08 am
According to the arbitration testimony, the TICs at issue, Heron Cove, LLC and Braintree Park, LLC, promised investors monthly income checks, purportedly generated by income-producing properties. [read post]
2 Jun 2017, 8:18 am by Renae Lloyd
On June 1, 2017, Cove Partners III LLC, a shareholder of American Realty Capital New York City REIT, Inc. announced that it has issued an open letter to its fellow NYC REIT shareholders urging them to once again vote against the shareholder-unfriendly proposals to amend the Company’s Charter at the upcoming annual meeting of shareholders scheduled to be held on June 27, 2017. [read post]
5 Aug 2017, 6:03 am by Renae Lloyd
Cove Partners III LLC, an entity owned by American Realty Capital New York City REIT stockholders Michael Ashner and John Alba, have filed a preliminary proxy statement urging fellow investors to vote against nine proposed charter amendments at the company’s repeatedly reconvened annual meeting of shareholders. [read post]
22 Aug 2017, 10:46 am by Renae Lloyd
Broker dealers that fail to adequately disclose risks or make unsuitable investment recommendations can be held liable for investment losses. [read post]
19 Jul 2017, 7:57 am by Renae Lloyd
Dissident shareholder Cove Partner III LLC issued a letter to fellow investors recently, urging that they vote against the proposals, and was instrumental in replacing AR Global as the advisor of New York REIT and making changes to the board of directors. [read post]
30 Jan 2019, 12:56 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ballard, Timothy   Securities Americva   National Planning Corp   Cunningham, Christopher   Fulcrum Securities   Wells Fargo Advisors   Montano, Roberto   Waddell & Reed   US Bancorp Investments   Plummer,… [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Cohen is registered as  both a Broker and an Investment Advisor, and has been registered at the following firms:  Stifel, Nicolaus & Company, Inc., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Cohen is registered as  both a Broker and an Investment Advisor, and has been registered at the following firms:  Stifel, Nicolaus & Company, Inc., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]