Search for: "Craig Morgan" Results 81 - 100 of 247
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23 Sep 2010, 4:01 pm
Hansel Clarence Cua Lee, formerly with Morgan Stanley & Co. and also Banc of America Securities was named as a respondent in a FINRA complaint alleging that he misappropriated customer funds by depositing the proceeds from customer securities sales in a checking account he opened in the customer's name without the customer's consent or knowledge. [read post]
1 Jul 2019, 12:46 pm by Silver Law Group
  Morgan Keegan & Company, Inc   Avent, Meiewyn   Alliance-One Investments, LLC   Metlife Investors Distribution Company   Bougopoulkos, Nicholas   Wells Fargo Securities, LLC   Stifel Financial Corp   Cook, Marian   Farmers Financial Solutions, LLC   Corley, Robert   Fidelity Brokerage Services LLC   Redstone Securities, Inc   Detamore, Craig   Allstate Financial Services, LLC   Dysart, Jennifer  … [read post]
9 Apr 2008, 10:02 am
Craig McGiffin, 33, of San Francisco lost control and was thrown from his motorcycle into the roadway, said CHP Officer Sam Morgan. [read post]
3 Jan 2019, 9:01 pm by Jim Sedor
      Federal: Mueller Fuels Foreign Lobbying CrackdownThe Hill – Morgan Chalfont and Alex Gangitano | Published: 12/31/2018 The Federal Agents Registration Act dates to 1938, when it was passed to ensure transparency of foreign influence in the American political process as a result of fears over Nazi and communist propaganda. [read post]
5 May 2015, 6:16 am by Jim Sedor
Nomination” by Trip Gabriel for New York Times “Carly Fiorina Announces 2016 Presidential Bid” by Amy Chozik for New York Times Legislative Issues “Antagonist-in-Chief Stickland Faces His Foes” by Morgan Smith for Texas Tribune [read post]
2 Jan 2019, 6:26 am by Jim Sedor
Campaign Finance New Mexico: Legislators Challenge Campaign Finance Rules by Dan McKay for Albuquerque Journal North Carolina: NC Lawmakers Override Veto of Bill That Makes Allegations of Campaign Finance Violations Secret by Craig Jarvis for Raleigh News and Observer Elections National: Sen. [read post]
28 Oct 2008, 4:39 pm
  The event is chaired by Jonathan Siegfried, right, partner at Dewey & LeBoeuf, and faculty includes Craig Ball, Law Technology News' award-winning e-discovery columnist, as well as Alexander Arato (CA), Courtney Barton (Crowell & Moring), Michael Berman (Rifkin, Livingston), Laura Buckland, (T-Mobile USA), Christopher Clark (Dewey), Scott Cohen & Brad Ruskin (Proskauer), Judges James Francis & Andrew Peck,  Stephen Ludlow (Open Text… [read post]
13 Aug 2022, 6:38 am by Just Security
by Craig Martin (@craigxmartin) Charlottesville Rally Anniversary Five Years after “Unite the Right”: Reflections on Charlottesville for Today’s Threat Landscape by Nicholas Rasmussen (@NicholasRasmu15) and Sarah Kenny (@SarahEKenny1) Taliban Takeover Anniversary The Best Way to Mark the Anniversary of Taliban Takeover? [read post]
10 Feb 2013, 5:51 pm by Dennis Crouch
., CRAIG POULTON, and INVRO. [read post]
22 Nov 2009, 10:00 pm
Seriously, examples of other country music artists employing multiple brand mentions in song lyrics include Jason Michael Carroll's three brand mentions in "Where I'm From" (Armani, Ford, and indirectly John Deere (green tractor reference), Craig Morgan's three brand mentions in "International Harvester" (International Harvester, 4-H, and FFA), Rodney Atkins' three brand mentions in "Watching You" (Happy Meal, Scooby-Doo, and… [read post]
22 Sep 2008, 10:33 pm
Brown used Craigs List to perpetrate a scheme where he sold counterfeit software such as Microsoft, Adobe Systems and Symantec. [read post]
1 Dec 2021, 5:49 am
Posted by Stephen Blake, Jonathan Youngwood, and Craig Waldman, Simpson Thacher & Bartlett LLP, on Wednesday, December 1, 2021 Editor's Note: Stephen Blake, Jonathan Youngwood, and Craig Waldman are partners at Simpson Thacher & Bartlett LLP. [read post]
21 Dec 2011, 12:13 pm by Matthew Huisman
Chairman Mark Pearce and board member Craig Becker voted in favor of the rule change. [read post]
18 Mar 2010, 9:58 am by Ashby Jones
The backstory goes like this: In 2003, the SEC reached a settlement with 12 Wall Street firms, a group that includes Goldman Sachs, Morgan Stanley, and Merrill Lynch, which is now part of Bank of America. [read post]
1 Jun 2010, 10:23 am by Brett Alcala
Wedbush Morgan Securities Inc. of Los Angeles, California was censured and fined $12,500 and required to make restitution to customers totaling $5,986.26 for allegedly selling municipal securities to customers from its own account at unfair and unreasonable prices. [read post]
1 May 2007, 7:48 am
It mostly uses two firms: Fenwick, for securities and corporate work like the WebEx deal, and Morgan Lewis for litigation. [read post]