Search for: "Credit Connections, LLC"
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5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
25 Jun 2019, 12:11 pm
On June 14, 2019, Alabama Attorney General Steve Marshall announced that eligible former students of ITT Technical Institute will obtain debt relief totaling $2.3 million following a multi-state settlement with Student CU Connect CUSO LLC (CUSO), a student loan company. [read post]
24 May 2012, 2:35 am
Fortress Credit Corp. suedDechert LLP, and lost after Marc Dreier "proposed to plaintiffs that they participate in a short-term note program to finance the purchase of foreign real estate assets. [read post]
26 Feb 2008, 7:27 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
19 Jul 2018, 11:13 am
In November 2012, the NYAG brought a civil enforcement action against Credit Suisse Securities (USA) LLC and its affiliates (“Credit Suisse”), alleging that Credit Suisse engaged in fraudulent acts in connection with the creation and sale of residential mortgage-backed securities in 2006 and 2007. [read post]
19 Jul 2018, 11:13 am
In November 2012, the NYAG brought a civil enforcement action against Credit Suisse Securities (USA) LLC and its affiliates (“Credit Suisse”), alleging that Credit Suisse engaged in fraudulent acts in connection with the creation and sale of residential mortgage-backed securities in 2006 and 2007. [read post]
13 Jul 2018, 1:31 pm
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (N.Y. [read post]
12 Dec 2011, 6:35 am
Additional penalties for forex schemeThe CFTC has won a supplemental consent order against Jacob Juma Omukwe and his companies, JadeFX, LTD and Jade Investments Group, LLC in connection with over-the-counter foreign exchange (“forex”) fraud. [read post]
24 Aug 2015, 9:49 am
(Paymap), and mortgage servicing company, LoanCare, LLC (LoanCare), for deceptive conduct in connection with a mortgage payment program. [read post]
25 Nov 2011, 9:43 am
Several executives of Bright Ideas Entertainment LLC, a Norcross, Georgia television and film studio, face multiple charges of securities fraud in connection with their efforts to solicit investors by promising that their investments would be fully guaranteed against loss. [read post]
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
27 Oct 2022, 10:07 am
Last week, the CFPB filed a lawsuit against ACTIVE Network LLC (“Active”), an online event registration company, in a Texas federal district court alleging that the company is deceiving customers into joining its fee-based membership club, “Active Advantage. [read post]
7 Jun 2021, 4:38 am
Last week, Peter Mahler blogged about a recent decision holding that a minority shareholder’s claim against its majority co-owners for breach of fiduciary duty in connection with a sale of the business to a third party overcame for pleading purposes a broad general release delivered by the minority shareholder as part of the deal documents. [read post]
16 Oct 2009, 6:15 am
That firm, Axiant LLC, ran call centers and helped collect consumer debt following NAF arbitrations. [read post]
1 Dec 2011, 5:03 am
(“Wachovia Bank”) and Wachovia Capital Markets, LLC (“WCM”) (collectively “Wachovia”) sued VCG Special Opportunities Master Fund, Ltd., (“VCG”) in connection with a credit default swap (or “CDS”) transaction.Wacovia asserted that there was no arbitration agreement between VCG and Wacovia Bank. [read post]
12 Jan 2022, 9:41 am
The Federal Trade Commission (“FTC”) recently announced the settlement of a lawsuit against ITMedia Solutions LLC and its affiliates (collectively “ITMedia”) for allegedly violating certain lead generation marketing laws. [read post]
2 Jun 2010, 8:52 am
The National Credit Union Share Insurance Fund, a federal agency that guarantees credit union deposits, will have to pay an estimated $40 million in connection with the failure of Eastern Financial. [read post]
1 Oct 2012, 5:48 am
Educational Services, LLC; and Ben Sands, Founder & President, Regret Free Life. [read post]
