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CAPITAL FUNDING GROUP, INC. v. CREDIT SUISSE SECURITIES (USA) LLC, et al.

17 Dec 2015, 7:35 am by Daily Record Staff

(CFG) brought suit in the Circuit Court for Montgomery County against four entities: Appellees Credit Suisse Securities (USA) LLC, Column Guaranteed, LLC, Column Financial, Inc. [read post]

On the Record - http://thedailyrecord.com/ontherecord/

ANOTHER FORMER CREDIT SUISSE ADVISER REPRESENTED BY LAX & NEVILLE LLP WINS A FINRA ARBITRATION AWARD AGAINST CREDIT SUISSE SECURITIES (USA) LLC IN THE DEFERRED COMPENSATION ARBITRATIONS

15 Nov 2018, 2:49 pm by Lax & Neville LLP

Credit Suisse Securities (USA) LLC, FINRA Case No. 17-01277 Credit Suisse raised a mitigation defense based upon compensation Mr. [read post]

New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/

New Fifth Circuit class certification decision: Regents of the University of California v. Credit Suisse First Boston (USA), Inc.

20 Mar 2007, 12:45 pm

Credit Suisse First Boston (USA), Inc., ___ F.3d ___ (5th Cir. [read post]

The UCL Practitioner - http://www.uclpractitioner.com/

"Court decides Credit Suisse case, bars antitrust"

18 Jun 2007, 8:11 am

Credit Suisse Securities (USA) LLC v. [read post]

How Appealing - http://howappealing.law.com/

Barclays, Credit Suisse Charged With Dark Pool Violations

31 Jan 2016, 1:43 pm by Mark Astarita

The Securities and Exchange Commission today announced that Barclays Capital Inc. and Credit Suisse Securities (USA) LLC have agreed to settle separate cases finding that they violated federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool.The New York Attorney General’s office is announcing parallel actions against the two firms.Barclays agreed to settle the charges by… [read post]

Securities Law Blog - http://seclaw.blogspot.com/

FULL TEXT Barclays and Credit Suisse SEC Dark Pools Settlement

25 Jan 2016, 2:17 am

On January 31, 2015, the Securities and Exchange Commission ("SEC") announced that it had entered into settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC concerning those firms' alleged operations of alternative trading systems, so-called "Dark Pools. [read post]

Broke and Broker - http://brokeandbroker.com/index.php

More thoughts on Monday's Fifth Circuit class certification decision: Regents of the University of California v. Credit Suisse First Boston (USA), Inc.

21 Mar 2007, 6:00 am

Credit Suisse First Boston (USA), Inc., ___ F.3d ___ (5th Cir. [read post]

The UCL Practitioner - http://www.uclpractitioner.com/

Securities Industry Commentator by Bill Singer Esq

12 Sep 2019, 1:06 am

In the Matter of the Arbitration Between Credit Suisse Securities (USA) LLC, Claimant, v. [read post]

Broke and Broker - http://brokeandbroker.com/index.php

Ex-Credit Suisse Investment Banker Appeals Insider Trading Charges Conviction

25 Feb 2008, 4:12 pm

Former Credit Suisse Securities USA LLC investment banker Hafiz Naseem says he will appeal his conviction for insider trading charges, which include 1 count of conspiracy and 28 counts of securities fraud involving stolen nonpublic data allegedly used for insider trading that generated at least $7.5 million. [read post]

Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/

Fifth Circuit Notes Split Re Scope of Primary Liability for Secondary Actors under Section 10(b)

11 May 2007, 3:38 am

Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. [read post]

Split Circuits - http://splitcircuits.blogspot.com/

Wells Fargo, Goldman Sachs, JP Morgan Chase, Citigroup, UBS Securities, Bank of America, Moody's Investment Services, and Fitch Ratings are Among Defendants Sued On Behalf of Wells Fargo Certificate Investors for Alleged Securities Fraud Violations

5 Mar 2009, 12:06 pm

The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos.,… [read post]

Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/

Supreme Court Review of Enron Class Decertification?

21 Mar 2007, 9:57 am

Credit Suisse First Boston (USA), Inc., No. 06-20856 (5th Cir. [read post]

Blawgletter - http://blawgletter.typepad.com/bbarnett/

Fifth Circuit Notes Split Re Scope of Primary Liability for Secondary Actors under Section 10(b) of the Securities Exchange Act

21 Mar 2007, 2:51 am

Credit Suisse First Boston (USA), Inc., --- F.3d ----, 2007 WL 816518 (Mar. 19, 2007):Section 10(b) [of the Securities Exchange Act] does not give rise to aiding and abetting liability. [read post]

Split Circuits - http://splitcircuits.blogspot.com/

Chancery Court Rules that Individual as Sole Owner, Member and Manager of an LLC Did Not Bind that LLC by Signing an Agreement Not Referencing LLC

29 Jul 2009, 10:18 pm

Credit Suisse Securities (USA) LLC v. [read post]

Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/

Chancery Court Rules that Individual as Sole Owner, Member and Manager of an LLC Did Not Bind that LLC by Signing an Agreement Not Referencing LLC

2 Aug 2009, 9:18 am

Credit Suisse Securities (USA) LLC v. [read post]

Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/

Federal Court Says You Can Waive FINRA Arbitration

5 Feb 2016, 1:48 pm by Mark Astarita

") (alterations and quotation marks omitted).'CREDIT SUISSE SECURITIES (USA) LLC v. [read post]