Search for: "Credit Suisse (USA), Inc." Results 41 - 60 of 98
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Federal Housing Finance Agency Suing Top Banks Over Mortgage-Backed Securities
2 Sep 2011, 3:14 pm by Jenna Greene
Countrywide Financial Corporation Credit Suisse Holdings (USA), Inc. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/
Securities and Exchange Commission Whistleblower Awards List
1 Mar 2013, 11:56 am by Mary Jane Wilmoth
Linton, Esq., Protégé Enterprises, LLC, and Capital Edge Enterprises, LLCCase number: 12-cv-00646 (United States District Court for the Middle District of Florida)Case filed: April 30, 2012Qualifying Judgment/Order: November 5, 2012 12/7/2012 3/7/2013 2012-126 In the Matter of Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance… [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Financial Institutions Fined for Discussing Deals and Trades Over Personal Apps
21 Nov 2022, 9:02 am by Jack Valladares
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
Griffin Durham Tanner Clarkson LLC Blog - https://griffindurham.com/blog/
Financial Institutions Fined for Discussing Deals and Trades Over Personal Apps
28 Nov 2022, 9:02 am by Jack Valladares
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
Griffin Durham Tanner Clarkson LLC Blog - https://griffindurham.com/blog/
Allstate Files Securities Fraud Lawsuit Against Goldman Sachs Over More Than $123M of Mortgage-Backed Securities
18 Aug 2011, 7:49 pm
• Allstate’s securities lawsuit against Credit Suisse is over $231 million of MBS. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Mid-Year Securities Litigation Update
27 Aug 2012, 6:11 am by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Mid-Year Securities Litigation Update
27 Aug 2012, 6:11 am by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Deutsche Bank Trust Company, Goldman Sachs Group, and Bank of America Corporation are Among the 21 Lenders Named in Cleveland, Ohio Lawsuit
24 Jan 2008, 1:56 pm
• Credit Suisse (USA) • Fremont General Corporation • GMAC-RFC • Goldman Sachs Group • Greenwich Capital Markets, Inc. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
Court of Chancery Rejects Mootness Argument in Airgas Case; Allows Discovery to Supplement Trial Record and Orders Evidentiary Hearing
23 Dec 2010, 12:16 pm by Francis G.X. Pileggi
Airgas, Inc., et al., C. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
Supreme Court to Address Scheme LiabilitySubmitted by: Adam Savett, Vice President, Securities Class Action Services
27 Mar 2007, 8:35 am
Credit Suisse First Boston (USA), Inc., et al., No. 06-20856 (5th Cir. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
Round-Up
6 Apr 2007, 2:00 pm
Credit Suisse First Boston (USA) Inc.. [read post]
SCOTUSblog - http://www.scotusblog.com/
Citigroup, Lehman Brothers, DeutscheBank and other Firms Fined for Failing to Deliver Trade Confirmations.
9 Oct 2007, 3:32 pm
.; Credit Suisse Securities (USA) LLC ; Banc of America Securities LLC; Goldman Sachs & Co.; JP Morgan Securities; Wachovia Capital Markets LLC; and Keefe, Bruyette & Woods Inc. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
This Just In: Feds Favor Wall Street over Investors
16 Aug 2007, 9:03 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007). [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/
U.S. Sues 17 Banks Over Fannie and Freddie Woes - Luke Green - Securities Litigation
6 Sep 2011, 12:17 pm by Luke Green
Credit Suisse Holdings (USA), Inc.7. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
Gibson Dunn: 2012 Mid-Year Securities Litigation Update
16 Aug 2012, 2:00 am by Kara OBrien
  And the Supreme Court did decide one case–Credit Suisse Securities (USA) LLC v. [read post]
Securities Law Practice Center - http://seclawcenter.pli.edu
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information August 2020
3 Sep 2020, 7:51 am by Silver Law Group
According to FINRA Disciplinary actions for July 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Joanna Abdelhadi   Wells Fargo Clearing Services, LLC   Credit Suisse Securities (USA) LLC   Kenneth Butschek   ProEquities, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Securities and Exchange Commission charges six Wall Street firms with widespread recordkeeping failures and improper use of text messaging in violation of securities laws. Total penalties exceed $1.1 Billion
28 Sep 2022, 8:06 am by jeffreynewmanadmin
;Credit Suisse Securities (USA) LLC;Deutsche Bank Securities Inc. together with DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Cuban Insider Trading Charges Reinstated
21 Sep 2010, 10:03 am by Steve Bainbridge
Credit Suisse First Boston (USA), Inc., 482 F.3d 372, 389 (5th Cir. 2007), which held that “the [Supreme] Court . . . has established that a device, such as a scheme, is not ‘deceptive’ unless it involves breach of some duty of candid disclosure. [read post]
ProfessorBainbridge.com - http://www.professorbainbridge.com/professorbainbridgecom/
New York Law Journal Decisions of Interest January 9, 2007
9 Jan 2007, 12:20 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil PracticeNASD Arbitration, Questions Over Jurisdiction Lead To Action's Transfer to Federal Court in Nebraska Credit Suisse Securities (USA) LLC v. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Share Class Selection Disclosure Initiative
28 Jun 2018, 7:23 am by Doug Cornelius
No. 4736 (Aug. 1, 2017); In the Matter of Credit Suisse Securities (USA) LLC, Investment Advisers Act Rel. [read post]
Compliance Building - http://www.compliancebuilding.com