Search for: "Credit Suisse AG"
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16 Nov 2015, 6:17 am
On October 20, 2015, Credit Suisse Group AG (“Credit Suisse”) confirmed that it is closing its U.S. [read post]
24 Feb 2014, 2:00 pm
The Wall Street Journal reported on Friday February 21, 2014 that Credit Suisse Group AG (Credit Suisse) agreed to pay $196 million to settle charges brought by the Securities and Exchange Commission that it provided brokerage and investment services to U.S. clients without registering with the SEC. [read post]
6 Jul 2018, 7:51 am
Tonkovic, J.D.Credit Suisse Group AG will pay almost $30 million in disgorgement and interest to resolve charges that it violated the FCPA. [read post]
3 Nov 2015, 12:43 pm
On October 20, 2015, Credit Suisse Group AG (“Credit Suisse”) and Wells Fargo & Company (“Wells Fargo”) announced an exclusive recruiting arrangement to provide Credit Suisse financial advisors and their clients in Credit Suisse’s U.S. [read post]
20 Mar 2023, 11:59 am
AT1 Bonds to investors as well as the following Credit Suisse CoCo bond offerings: CS 7.500% Perpetual Corp (USD), Credit Suisse Group AG, CS 5.625% Perpetual Corp (SGD)*, Credit Suisse Group AG, CS 6.250% Perpetual Corp (USD), Credit Suisse Group AG, CS 7.250% Perpetual Corp (USD), Credit Suisse Group AG, CS 6.375% Perpetual Corp (USD),… [read post]
1 Apr 2009, 4:15 am
Swiss bank UBS AG appointed former Credit Suisse executive Ulrich Koerner as chief operating officer to oversee a drive to centralize group services, aiming to cut costs and boost profits, Reuters said. [read post]
15 Mar 2023, 3:02 pm
Our law firm is investigating potential claims for investment fraud by investors who were sold stocks, bonds or structured notes issued by Credit Suisse Group AG (CS). [read post]
20 Feb 2019, 12:20 pm
Judge Lorna Schofield of the US District Court for the Southern District of New York on Tuesday rejected Credit Suisse Group AG’s attempt to dismiss a lawsuit accusing the bank of defrauding shareholders. [read post]
11 Oct 2018, 3:15 pm
Chilton without cause and awarded him all of his deferred compensation, consisting of 39,980 shares of Credit Suisse AG valued as of the date of his termination at $585,307.20. [read post]
6 Oct 2016, 11:44 am
If you suffered losses investing with Credit Suisse AG, the attorneys at The White Law Group may be able to help. [read post]
5 Oct 2016, 10:02 am
The Securities and Exchange Commission today announced that Credit Suisse AG has agreed to pay a $90 million penalty and admit wrongdoing to settle charges that it misrepresented how it determined a key performance metric of its wealth management business. [read post]
6 Feb 2018, 3:43 pm
The post For Investors Who Were Sold XIV Securities by Their Credit Suisse Broker appeared first on . [read post]
1 Feb 2012, 10:05 am
Breaking: Two former Credit Suisse Group AG employees pleaded guilty Wednesday to criminal charges over alleged misstatements regarding the bank’s mortgage-bond valuations during the financial crisis. [read post]
20 Nov 2012, 12:35 pm
The New York AG filed a Martin Act complaint against Credit Suisse Securities (USA) LLC and its affiliates for making fraudulent misrepresentations and omissions to promote the sale of residential mortgage-backed securities (RMBS) to investors. [read post]
18 Apr 2012, 9:47 am
Did You Own Credit Suisse TVIX? [read post]
1 Feb 2012, 9:07 am
Credit Suisse won’t be prosecuted, one of the people said. [read post]
4 Apr 2010, 11:43 am
Credit Suisse Group AG’s CEO Brady Dougan took home nearly $18 million in 2009 - more than six times what he received in 2008. [read post]
24 Jul 2011, 8:40 pm
On July 21, 2011, a superseding indictment was issued in a case against Credit Suisse bankers. [read post]
19 Oct 2021, 11:35 am
Credit Suisse Group AG has agreed to pay nearly $475 million to U.S. and U.K authorities, including nearly $100 million to the Securities and Exchange Commission, for fraudulently misleading investors and violating the Foreign Corrupt Practices Act (FCPA…Read the Full Press ReleaseHave a securities law question? [read post]
22 Mar 2023, 9:29 am
Zamansky is investigating potential investment fraud claims related to the $17 billion write-down of Credit Suisse Group AG’s (Credit Suisse) contingent convertible (CoCo) bonds, also known as Additional Tier 1 (AT1) bonds. [read post]
