Search for: "Credit Suisse Group, AG"
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22 May 2007, 12:19 am
The SEC says that on five days last February, Naseem breached his fiduciary duties to his client and Credit Suisse when he informed Rahim of a proposed LBO of TXU by an investor group being led by Texas Pacific Group and Kohlberg Kravis Roberts & Co. [read post]
17 Aug 2009, 4:46 pm
Federal prosecutors say former Credit Suisse Group AG broker Eric Butler used bait-and-switch tactics to fraudulently steer institutional and retail clients into millions of dollars worth of auction-rate securities, collateralized debt obligations (CDOs) and other risky debt instead of the safe, conservative investments the investors initially asked for. [read post]
23 Feb 2017, 7:25 am
VelocityShares VIX Exchange Traded Notes ETNs are issued by Credit Suisse AG acting through its Nassau branch. [read post]
10 May 2013, 9:00 am
This week in suits by suits: Credit Suisse Group AG sued its former Vice President of Emerging Markets, Agostina Pechi, seeking a temporary restraining order barring Ms. [read post]
17 Jun 2008, 2:38 pm
Since then, the company has restructured and relisted in 2005 in Milan.But the shareholder lawsuits continue long after these events.Over the past weekend, the Swiss banks of UBS and Credit Suisse settled with Parmalat to give respectively EUR 184.1 million and EUR 172.5 million. [read post]
20 May 2014, 7:08 am
It was the international banking community reacting to the announcement that Credit Suisse AG had pleaded guilty to conspiracy. [read post]
27 Sep 2013, 6:01 am
., Barclays Plc, Credit Suisse Group AG and 10 other international lenders were sued by a U.S. credit union regulator alleging they illegally manipulated benchmark Libor interest rates.The National Credit Union Administration, sued the banks in Kansas. [read post]
22 Jan 2012, 3:53 pm
Reducing mortgage balances is a risky idea that hasn’t been shown to keep borrowers who owe more than their property’s worth in their homes, according to Credit Suisse Group AG. [read post]
12 Jul 2012, 6:26 am
But when Credit Suisse Group AG began issuing shares one month later, the share price of the ETN suddenly collapsed back to the NAV and wiped out $172 million in one trading day. [read post]
16 Jul 2018, 9:33 am
This resolution successfully concludes the SEC’s case, which was scheduled to begin trial on July 9.Credit Suisse Charged With FCPA ViolationsCredit Suisse Group AG will pay approximately $30 million to resolve SEC charges that it obtained investment banking business in the Asia-Pacific region by corruptly influencing foreign officials in violation of Foreign Corrupt Practices Act (FCPA). [read post]
25 Oct 2017, 8:20 am
VelocityShares Daily Long VIX Short-Term ETNs are issued by Credit Suisse AG. [read post]
10 Apr 2013, 12:21 pm
About a dozen firms still remain under scrutiny, including Citigroup, Inc., Credit Suisse Group AG, Duetsche Bank AG, HSBC Holdings PLC, WestLB AG, and Royal Bank of Canada, among others. [read post]
20 May 2020, 9:39 am
The company reportedly lost Credit Suisse Group AG as its lead underwriter before the IPO. [read post]
12 Oct 2011, 6:10 pm
Over fifty individuals, including clients, bankers, advisors, and attorneys, have been charged in connection with similar allegations against UBS AG, Credit Suisse Group AG, and HSBC Holdings Plc.. [read post]
19 Jun 2014, 10:52 am
Credit Suisse AG, Credit Suisse Fides, and Clariden Leu Ltd. 3. [read post]
16 Aug 2012, 5:46 pm
Credit Suisse Group AG et al (NTN) [read post]
11 Feb 2015, 7:32 am
Credit Suisse Group AG, et al., Feb. 5, 2015).Price manipulation. [read post]
6 Jun 2014, 11:50 am
For example, a former Credit Suisse Group AG adviser, who managed about $1 billion in assets, decided to affiliate with Dynasty because of the level of support offered by its custodian and service providers. [read post]
18 Apr 2023, 12:48 pm
The Federal Reserve’s Board of Governors said it has approved UBS Group AG’s acquisition of the U.S. subsidiaries of Credit Suisse, clearing another major hurdle for the completion of the Swiss-brokered rescue deal. [read post]
14 Feb 2024, 6:00 am
Index No. 651657/22 Appeal No. 1610 Case No. 2023-01215 Employees Retirement System for the City of Providence, etc., Plaintiff-Respondent, v Urs Rohner et al., Defendants, Eric Varvel et al., Defendants-Appellants, Credit Suisse Group AG, Nominal Defendant. [read post]
