Search for: "Credit Suisse Group AG"
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24 Feb 2014, 2:00 pm
The Wall Street Journal reported on Friday February 21, 2014 that Credit Suisse Group AG (Credit Suisse) agreed to pay $196 million to settle charges brought by the Securities and Exchange Commission that it provided brokerage and investment services to U.S. clients without registering with the SEC. [read post]
16 Nov 2015, 6:17 am
On October 20, 2015, Credit Suisse Group AG (“Credit Suisse”) confirmed that it is closing its U.S. [read post]
3 Nov 2015, 12:43 pm
On October 20, 2015, Credit Suisse Group AG (“Credit Suisse”) and Wells Fargo & Company (“Wells Fargo”) announced an exclusive recruiting arrangement to provide Credit Suisse financial advisors and their clients in Credit Suisse’s U.S. [read post]
6 Jul 2018, 7:51 am
Tonkovic, J.D.Credit Suisse Group AG will pay almost $30 million in disgorgement and interest to resolve charges that it violated the FCPA. [read post]
20 Mar 2023, 11:59 am
AT1 Bonds to investors as well as the following Credit Suisse CoCo bond offerings: CS 7.500% Perpetual Corp (USD), Credit Suisse Group AG, CS 5.625% Perpetual Corp (SGD)*, Credit Suisse Group AG, CS 6.250% Perpetual Corp (USD), Credit Suisse Group AG, CS 7.250% Perpetual Corp (USD), Credit Suisse Group AG, … [read post]
15 Mar 2023, 3:02 pm
Our law firm is investigating potential claims for investment fraud by investors who were sold stocks, bonds or structured notes issued by Credit Suisse Group AG (CS). [read post]
1 Apr 2009, 4:15 am
Swiss bank UBS AG appointed former Credit Suisse executive Ulrich Koerner as chief operating officer to oversee a drive to centralize group services, aiming to cut costs and boost profits, Reuters said. [read post]
20 Feb 2019, 12:20 pm
Judge Lorna Schofield of the US District Court for the Southern District of New York on Tuesday rejected Credit Suisse Group AG’s attempt to dismiss a lawsuit accusing the bank of defrauding shareholders. [read post]
1 Feb 2012, 10:05 am
Breaking: Two former Credit Suisse Group AG employees pleaded guilty Wednesday to criminal charges over alleged misstatements regarding the bank’s mortgage-bond valuations during the financial crisis. [read post]
6 Oct 2016, 11:44 am
If you suffered losses investing with Credit Suisse AG, the attorneys at The White Law Group may be able to help. [read post]
18 Apr 2012, 9:47 am
This article was originally posted on Stock Market LossIf you’re a holder of VelocityShares 2x Long VIX Short Term Exchange Traded Notes (“TVIX”), managed by Credit Suisse Group AG, you’re all too aware that TVIX recently plunged off a cliff. [read post]
4 Apr 2010, 11:43 am
Credit Suisse Group AG’s CEO Brady Dougan took home nearly $18 million in 2009 - more than six times what he received in 2008. [read post]
1 Feb 2012, 9:07 am
Bloomberg on February 1, 2012 released the following: “By Patricia Hurtado Former Credit Suisse Group AG (CSGN) employee David Higgs pleaded guilty to conspiracy related to the intentional mismarking of prices tied to securities including collateralized debt obligations. [read post]
19 Oct 2021, 11:35 am
Credit Suisse Group AG has agreed to pay nearly $475 million to U.S. and U.K authorities, including nearly $100 million to the Securities and Exchange Commission, for fraudulently misleading investors and violating the Foreign Corrupt Practices Act (FCPA…Read the Full Press ReleaseHave a securities law question? [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
22 Mar 2023, 9:29 am
Zamansky is investigating potential investment fraud claims related to the $17 billion write-down of Credit Suisse Group AG’s (Credit Suisse) contingent convertible (CoCo) bonds, also known as Additional Tier 1 (AT1) bonds. [read post]
5 Apr 2010, 6:46 pm
District Judge Deborah Batts says that Credit Suisse Group AG must pay STMicroelectronics NV the rest of the $431 million arbitration award owed for unauthorized auction-rate securities-related investments. [read post]
19 Oct 2021, 11:35 am
Credit Suisse Group AG has agreed to pay nearly $475 million to U.S. and U.K authorities, including nearly $100 million to the Securities and Exchange Commission, for fraudulently misleading investors and violating the Foreign Corrupt Practices Act (FCPA…Read the Full Press ReleaseHave a securities law question? [read post]
17 Aug 2009, 6:48 am
By Jonathan Stempel NEW YORK (Reuters) - A former Credit Suisse Group AG broker used bait-and-switch tactics in fraudulently steering corporate clients into risky mortgage investments they did not want, federal prosecutors said on Friday. [read post]
2 Apr 2020, 7:49 am
The post Credit Suisse High Yield Bond Fund (DHY) Investment Losses appeared first on The White Law Group. [read post]
