Search for: "Credit Suisse Group AG" Results 41 - 60 of 162
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5 Jul 2018, 6:10 am
Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)https://www.justice.gov/usao-edny/pr/credit-suisse-s-investment-bank-hong-kong-agrees-pay-47-million-criminal-penalty-hiringFederal prosecutors alleged that between 2007 and 2013, several senior managers of in the Asia Pacific (APAC) region of Credit Suisse (Hong Kong)… [read post]
9 Apr 2018, 4:33 pm by Kevin LaCroix
As the Credit Suisse report to which I linked above noted, “many of these costs are fixed and have risen in recent decades, which means that they are more readily borne by larger firms. [read post]
21 Feb 2018, 10:42 am by Renae Lloyd
This claim coincides with recent news about stock-market volatility that caused significant losses in certain ETFs and exchange traded notes (ETNs), including the Proshares Short VIX Short-Term Futures (SVXY) and Credit Suisse VelocityShares Daily Inverse VIX ST ETN (XIV). [read post]
23 Feb 2017, 7:25 am by Renae Lloyd
VelocityShares VIX Exchange Traded Notes ETNs are issued by Credit Suisse AG acting through its Nassau branch. [read post]
6 Oct 2016, 9:30 pm by Justin Daniel
The Securities and Exchange Commission (SEC) announced that Credit Suisse AG agreed to pay a $90 million fine to settle charges that it misrepresented the methodology it used to determine an important wealth management performance metric. [read post]
6 Oct 2016, 11:44 am by D. Daxton White
If you suffered losses investing with Credit Suisse AG, the attorneys at The White Law Group may be able to help. [read post]
13 Jun 2016, 6:49 am by Michael Sugarman
On June 8, 2016, the Federal Reserve Board and the Federal Deposit Insurance Corporation extended the deadline for Barclays PLC, Credit Suisse Group, Deutsche Bank AG, and UBS to present their upcoming resolution plans to July 1, 2017, as a result of these entities engaging in restructuring in order to be in “compliance with the Federal Reserve Board’s Intermediate Holding Company (IHC) requirement[.] [read post]
19 Feb 2016, 11:39 am by D. Daxton White
VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued in the USA by Credit Suisse AG (Nassau Branch). [read post]
20 Jan 2016, 5:21 am by Mary Jane Wilmoth
Case number: 11-cv-02121 (United States District Court for the District of Colorado) Case filed: August 15, 2011 Qualifying Judgment/Order: March 16, 2015 10/30/2015 1/28/2016 2015-116 In the Matter of UBS AG Administrative Proceeding File No.: 3-16891 Case filed: October 13, 2015 Qualifying Judgment/Order: October 13, 2015 10/30/2015 1/28/2016 2015-115 In the Matter of Credit Suisse Securities (USA) LLC Admi [read post]
11 Dec 2015, 10:35 am by D. Daxton White
According to its website, the Credit Suisse X-Links Cushing MLP Infrastructure ETNs (such exchange traded notes, the “ETNs”) are senior, unsecured debt securities issued by Credit Suisse AG (“Credit Suisse”), acting through its Nassau Branch, that are linked to the return of the (the “Index”). [read post]
25 Nov 2015, 8:24 am by D. Daxton White
The White Law Group is specifically looking at the following CREDIT SUISSE structured notes: CREDIT SUISSE Structured Notes tied to Crude Oil CREDIT SUISSE Structured Notes tied to Steel CREDIT SUISSE Structured Notes tied to Copper CREDIT SUISSE Structured Notes tied to Nickel CREDIT SUISSE Structured Notes tied to Natural Gas CREDIT SUISSE Structured Notes tied to… [read post]
23 Nov 2015, 11:40 am by D. Daxton White
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP… [read post]
23 Nov 2015, 11:22 am by D. Daxton White
The White Law Group is investigating the liability that brokerage firms may have for recommending the CREDIT SUISSE structured notes tied to oil. [read post]
3 Nov 2015, 12:43 pm by Lax & Neville LLP
On October 20, 2015, Credit Suisse Group AG (“Credit Suisse”) and Wells Fargo & Company (“Wells Fargo”) announced an exclusive recruiting arrangement to provide Credit Suisse financial advisors and their clients in Credit Suisse’s U.S. [read post]
6 Jul 2015, 4:25 pm by Sabrina I. Pacifici
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]