Search for: "Credit Suisse Group AG"
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11 Feb 2015, 7:32 am
Credit Suisse Group AG, et al., Feb. 5, 2015).Price manipulation. [read post]
30 Dec 2014, 4:28 pm
Lawsky, Superintendent of Financial Services of the State of New York, Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit Suisse) as defendants was voluntarily dismissed in 2013 without prejudice.Oregon Class Action The 2014 Oregon class action Complaint was filed in U.S. [read post]
18 Dec 2014, 9:29 am
For more information on The White Law Group, visit http://www.whitesecuritieslaw.com. [read post]
3 Jul 2014, 7:10 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
19 Jun 2014, 10:52 am
Credit Suisse AG, Credit Suisse Fides, and Clariden Leu Ltd. 3. [read post]
6 Jun 2014, 11:50 am
For example, a former Credit Suisse Group AG adviser, who managed about $1 billion in assets, decided to affiliate with Dynasty because of the level of support offered by its custodian and service providers. [read post]
20 May 2014, 7:08 am
It was the international banking community reacting to the announcement that Credit Suisse AG had pleaded guilty to conspiracy. [read post]
6 May 2014, 1:32 pm
Lawsky, Superintendent of Financial Services of the State of New York, in his non-regulatory capacity as ELNY's Receiver, including predecessor ELNY Receivers (Rehabilitator), Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit Suisse) as defendants was voluntarily dismissed in 2013 without prejudice. [read post]
1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
17 Mar 2014, 4:34 am
In the Privy Council on Tuesday 18 March are the linked cases of Fairfield Sentry Ltd (in Liquidation) v Migani & Ors, Lombard & Ors v Fairfield Sentry Ltd (in Liquidation), Credit Suisse London Nominees Ltd & Anor v Fairfield Sentry Ltd (in Liquidation), UBS AG New York & Ors v Fairfield Sentry Ltd (in Liquidation), and Quilvest Finance Limited & Ors v Fairfield Sentry Ltd. [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
27 Feb 2014, 10:47 am
Fourteen banks are under criminal investigation, including Credit Suisse Group AG, Switzerland’s second-largest bank, the subject of a Senate hearing Thursday. [read post]
24 Feb 2014, 2:00 pm
The Wall Street Journal reported on Friday February 21, 2014 that Credit Suisse Group AG (Credit Suisse) agreed to pay $196 million to settle charges brought by the Securities and Exchange Commission that it provided brokerage and investment services to U.S. clients without registering with the SEC. [read post]
15 Jan 2014, 12:11 am
., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
27 Sep 2013, 6:01 am
., Barclays Plc, Credit Suisse Group AG and 10 other international lenders were sued by a U.S. credit union regulator alleging they illegally manipulated benchmark Libor interest rates.The National Credit Union Administration, sued the banks in Kansas. [read post]
26 Jul 2013, 11:35 am
Class Action Lawsuit - On November 8, 2012, attorneys representing ELNY structured settlement shortfall payees filed a class action lawsuit in the United States District Court Southern District of New York against Superintendent of Financial Services of the State of New York, in his non-regulatory capacity as ELNY's Receiver, including predecessor ELNY Receivers, Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit… [read post]
10 May 2013, 9:00 am
This week in suits by suits: Credit Suisse Group AG sued its former Vice President of Emerging Markets, Agostina Pechi, seeking a temporary restraining order barring Ms. [read post]
3 May 2013, 9:15 am
Lawsky, Superintendent of Financial Services of the State of New York, in his non-regulatory capacity as ELNY's Receiver, including predecessor ELNY Receivers (Rehabilitator), Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit Suisse) as defendants. [read post]
10 Apr 2013, 12:21 pm
About a dozen firms still remain under scrutiny, including Citigroup, Inc., Credit Suisse Group AG, Duetsche Bank AG, HSBC Holdings PLC, WestLB AG, and Royal Bank of Canada, among others. [read post]
21 Mar 2013, 6:50 am
Chris Young, who was hired by Credit Suisse Group AG in 2010 to lead the bank's takeover-defense unit, says bankers in this role get access to senior executives because of the "existential" threat presented by activists. [read post]
