Search for: "Credit Suisse International"
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4 Nov 2018, 10:56 am
Credit Suisse Sec. [read post]
27 Sep 2018, 6:55 am
Firms, however, would receive credit for foreign taxes paid. [read post]
1 Sep 2018, 12:17 pm
” The bill then goes on to cite as evidence a number of reports, including by MSCI and Credit Suisse, among others. [read post]
10 Aug 2018, 10:42 am
Credit Suisse did settle and accept the criminal penalty And although Credit Suisse is of course a Swiss entity (formed in Zurich in 1856), it conducts substantial business in the US and is subject to US law even with respect to its overseas operations. [read post]
6 Jul 2018, 7:51 am
The Commission found that Credit Suisse violated the FCPA and the internal controls provisions of Section 13(b)(2)(B). [read post]
12 Apr 2018, 6:00 am
Citi and Credit Suisse advised on the fundraising and stayed on as brokers to EN+. [read post]
20 Mar 2018, 8:10 am
The post Credit Suisse Hit With $450,000 Fine appeared first on . [read post]
28 Feb 2018, 1:26 pm
Kim inherited millions of dollars that he deposited in secret Swiss bank accounts held at Credit Suisse, UBS, and other institutions. [read post]
30 Jul 2017, 4:38 am
That silence was broken on July 19, with the news that a Swiss national formerly employed by Credit Suisse had pleaded guilty to conspiring with the bank’s U.S. customers to defraud the Internal Revenue Service. [read post]
12 May 2017, 12:21 pm
A 2014 Credit Suisse study found that more women in management coincided with better corporate performance and higher stock market valuations. [read post]
9 Mar 2017, 9:30 pm
Also in 2014, Credit Suisse pleaded guilty to a felony, participating in a tax evasion scheme that spanned decades, and agreed to pay a $2.5 billion fine. [read post]
9 Dec 2016, 6:00 am
Finra Fines Credit Suisse Unit Over Money-Laundering Failures by Samuel Rubenfeld in the Wall Street Journal Credit Suisse expected its registered representatives to flag suspicious transactions for the anti-money laundering compliance department, which was then required to investigate the activity, Finra said. [read post]
18 Nov 2016, 8:07 am
Rather, Iran looks to be running up against new, but established, norms of international financial conduct. [read post]
6 Oct 2016, 9:30 pm
In disclosures, Credit Suisse claimed it individually assessed each client’s assets in determining net new assets, but the SEC said an investigation it conducted found that Credit Suisse sometimes used “an undisclosed results-driven approach” to determine net new assets. [read post]
18 Apr 2016, 9:43 am
The prosecutions are ongoing, but, to date, have resulted in the following: Credit Suisse plead guilty to criminal conspiracy and paid $2.811 billion in fines and penalties; the oldest bank in Switzerland, Wegelin, pleaded guilty to tax fraud, paid $74 million in fines and was forced to go bankrupt; Bank Leumin group paid $270 million in fines and the Julius Baer Group Ltd paid $547 million in fines and penalties. [read post]
1 Apr 2016, 6:00 am
[More…] Why Compliance Matters: Credit Suisse Edition by Matt Kelly in Radical Compliance The real news for compliance professionals—or anyone else working in finance who wonders why compliance is supposedly so important—is the outburst Credit Suisse’s new CEO Tidjane Thiam delivered while disclosing those 2,000 job cuts. [read post]
23 Feb 2016, 7:36 am
” She further noted that “whether a company self-reported to law enforcement is a significant factor” and explained that the SEC “will give substantial credit for having reported. [read post]
2 Feb 2016, 1:15 pm
The Council does not believe that the company has sufficiently proved it is effectively implementing its internal anti-corruption procedures. [read post]
20 Jan 2016, 5:21 am
., RM Enterprises International, Inc., Steven Y. [read post]
11 Dec 2015, 10:35 am
Have you suffered losses in Credit Suisse X-Links Cushing MLP Infrastructure ETN? [read post]
