Search for: "Credit Suisse International"
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19 Jun 2014, 10:52 am
Credit Suisse AG, Credit Suisse Fides, and Clariden Leu Ltd. 3. [read post]
10 Jan 2011, 12:14 am
Some prominent examples of these cases include the Washington Mutual case (refer here), the BankAtlantic case (here), the PMI Group case (here), and the Credit Suisse case (here). [read post]
29 Jan 2013, 1:36 am
Credit Suisse also said that just 2% of the population in Indonesia had wealth above US$100,000. [read post]
29 Jan 2013, 1:36 am
Credit Suisse also said that just 2% of the population in Indonesia had wealth above US$100,000. [read post]
6 Jan 2012, 2:00 am
This post discusses this provision and the SEC’s recent appointment of Pamela Gibbs to head its recently created Office of Minority and Women Inclusion. 2) The Securities Law Blog: FINRA Fines Credit Suisse Securities $1.75 Million for Regulation SHO Violations and Supervisory Failures – This post details how FINRA fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO and failing to properly supervise… [read post]
26 Oct 2015, 1:43 pm
According to a recent report by Credit Suisse, half the world’s wealth is now owned by just 1% of the population, while the least well-off 50% own just 1% of global wealth. [read post]
17 Sep 2008, 4:28 pm
" Legg Mason, SunTrust, Morgan Stanley, Charles Schwab, Wachovia, Bank of America, and Credit Suisse are among the firms that have supported their money market funds in this manner. [read post]
17 Apr 2011, 4:00 am
Stanford International Bank Ltd. [read post]
31 Jan 2014, 7:33 am
Wicklund, managing director of energy research, at Credit Suisse LLC, said: “We are not only awash in gas; we are awash in cheap gas. [read post]
30 Oct 2019, 11:52 am
Penalties have been significant – for example, Credit Suisse Group AG paid a $47 million penalty in 2018 as part of a Justice Department FCPA investigation into their hiring practices in Asia. [read post]
22 Feb 2022, 11:07 am
Credit Suisse denied the allegations and suggestions about alleged wrongdoings in business practices or lack of due diligence. [read post]
14 Feb 2024, 6:00 am
Index No. 651657/22 Appeal No. 1610 Case No. 2023-01215 Employees Retirement System for the City of Providence, etc., Plaintiff-Respondent, v Urs Rohner et al., Defendants, Eric Varvel et al., Defendants-Appellants, Credit Suisse Group AG, Nominal Defendant. [read post]
14 Feb 2024, 6:00 am
Index No. 651657/22 Appeal No. 1610 Case No. 2023-01215 Employees Retirement System for the City of Providence, etc., Plaintiff-Respondent, v Urs Rohner et al., Defendants, Eric Varvel et al., Defendants-Appellants, Credit Suisse Group AG, Nominal Defendant. [read post]
31 Mar 2023, 6:30 am
Internalizing Externalities: Disclosure Regulation for Hydraulic Fracturing, Drilling Activity and Water Quality Posted by Pietro Bonetti (IESE Business School), Christian Leuz (University of Chicago), and Giovanna Michelon (University of Bristol) , on Friday, March 24, 2023 Tags: climate disclosures, climate risk, disclosure mandates, energy production, environmental externalities, Externalities, regulation, state disclosure 5 Common Shareholder Proposal Mistakes in an Uncommon Year… [read post]
31 Mar 2023, 6:30 am
Internalizing Externalities: Disclosure Regulation for Hydraulic Fracturing, Drilling Activity and Water Quality Posted by Pietro Bonetti (IESE Business School), Christian Leuz (University of Chicago), and Giovanna Michelon (University of Bristol) , on Friday, March 24, 2023 Tags: climate disclosures, climate risk, disclosure mandates, energy production, environmental externalities, Externalities, regulation, state disclosure 5 Common Shareholder Proposal Mistakes in an Uncommon Year… [read post]
8 Sep 2011, 1:13 am
and now Credit Suisse and others may be in line for similar treatment. [read post]
28 Mar 2011, 10:00 am
The case involved overseas bank accounts the defendant had with UBS and Credit Suisse in the Bahamas and Switzerland. [read post]
13 Oct 2011, 9:06 am
Hafiz Naseem, 10 years: The former Credit Suisse Group investment banker was sentenced to 10 years in prison in May 2008 after he was convicted of improperly tipping off Ajaz Rahim, a prominent Pakistani investment banker, about proposed acquisitions in which Credit Suisse was acting as an advisor. [read post]
7 Nov 2011, 9:46 pm
This time, another 11 Swiss banks are under investigation including Credit Suisse, Basler Kantonalbank and Julius Baer. [read post]
26 Mar 2009, 4:43 pm
Further, it is claimed by the SEC that the representatives of the firm touted falsely that the company was owned in part by Credit Suisse, a Swiss banking giant. [read post]
