Search for: "Credit Suisse Securites (USA) LLC"
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26 May 2011, 1:55 pm
FINRA announced today that it fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3 million for misrepresenting delinquency data and inadequate supervision in connection with the issuance of residential subprime mortgage securitizations (RMBS). [read post]
20 Dec 2013, 8:53 am
The New Jersey suit filed against Credit Suisse Securities (USA) LLC and two affiliates alleges that between May 2006 and April 2007 the firms misled investors about the quality of loans packaged into more than $10 billion worth of residential mortgage- backed securities. [read post]
16 Feb 2009, 2:01 am
The FINRA Award As I detailed in an earlier post (here), ST Microelectronics had filed the FINRA claim against Credit Suisse (USA) LLC, while also separately filing a civil lawsuit against Credit Suisse Group, the U.S. affiliate’s Switzerland-based parent. [read post]
1 Aug 2012, 5:51 am
Or, it “may” cause loans to be excluded from securitizations? [read post]
