Search for: "Credit Suisse Securities (USA), LLC"
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17 Jul 2020, 3:50 pm
Credit Suisse Securities (USA) LLC, Index No. 652771/2019 (N.Y. [read post]
15 Sep 2020, 9:19 am
Credit Suisse Securities (USA), LLC, Defendant/Appellee (Opinion, 9Cir)... [read post]
21 Feb 2014, 7:55 am
Gana LLP, a full-service nationally recognized securities litigation firm, is investigating Credit Suisse Securities (USA) LLC for underwriting and VLS Securities, LLC (VLS) for marketing the VelocityShares Daily 2x VIX Short Term Exchange Traded Notes (TVIX). [read post]
12 Sep 2019, 1:06 am
In the Matter of the Arbitration Between Credit Suisse Securities (USA) LLC, Claimant, v. [read post]
19 Jun 2007, 5:05 am
In CREDIT SUISSE SECURITIES (USA) LLC v. [read post]
29 Jul 2009, 11:57 am
Tzolov, a former Credit Suisse Securities (USA) LLC broker, has pleaded guilty to fraud charges over his involvement in an auction-rate securities scheme involving hundreds of millions of dollars. [read post]
5 Apr 2010, 6:46 pm
" Credit Suisse Ordered to Pay STMicroelectronics Award, BusinessWeek/Bloomberg, March 24, 2010 STMicroelectronics Sues Credit Suisse Over Securities, NY Times, August 7, 2008 FINRA Awards STMicroelectronics $406 Million Against Credit Suisse Securities (USA) LLC, STMicroelectronics, February 16, 2009 [read post]
10 Nov 2010, 6:15 pm
Credit Suisse Securities (USA) LLC v. [read post]
7 Jun 2011, 12:05 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
4 Jun 2011, 9:03 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
29 Nov 2011, 2:55 pm
Supreme Court oral argument in Credit Suisse Securities (USA) LLC v. [read post]
16 Feb 2009, 2:01 am
The FINRA Award As I detailed in an earlier post (here), ST Microelectronics had filed the FINRA claim against Credit Suisse (USA) LLC, while also separately filing a civil lawsuit against Credit Suisse Group, the U.S. affiliate’s Switzerland-based parent. [read post]
28 May 2010, 8:42 am
Credit Suisse Securities (USA) LLC v. [read post]
15 Sep 2020, 9:19 am
Credit Suisse Securities (USA), LLC, Defendant/Appellee (Opinion, 9Cir)Georgia Woman Who Allegedly Preyed on Vulnerable South Florida Seniors to Steal More than $1 Million Charged in Federal Court West Palm Beach (DOJ Release)Six indicted in connection with multi-million dollar scheme to bribe Amazon employees and contractors / Consultants to ... [read post]
5 Mar 2009, 12:06 pm
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos.,… [read post]
28 Jun 2011, 7:53 am
Credit Suisse Securities (USA) LLC, No. 09-35262 (9th Cir. [read post]
27 Mar 2012, 1:00 am
“Short-swing” profits suit No limitations tolling Except rare cases Opinion: pdf html [read post]
15 Feb 2008, 8:07 am
Judge Scheindlin ordered Credit Suisse Securities (USA) LLC to turn over to private plaintiffs documents that were prepared in an internal investigation and previously revealed to the SEC and U.S. [read post]
19 Jul 2018, 11:13 am
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (June 12, 2018) (DiFiore, Ch. [read post]
19 Jul 2018, 11:13 am
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (June 12, 2018) (DiFiore, Ch. [read post]
