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New York Court of Appeals Rules that Civil Securities Fraud Claims Brought Under Martin Act are Subject to Three-Year Statute of Limitations
13 Jul 2018, 1:31 pm by Sarah Aberg
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (N.Y. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Court Rules on Short-swing Liability Rules
5 May 2012, 2:36 am by Richard J. Sandler, Davis Polk & Wardwell LLP,
On March 26, 2012, in Credit Suisse Securities (USA) LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Unusual entry on today's U.S. Supreme Court Order List
19 Mar 2007, 8:25 am
Supreme Court Order List: In the case captioned Credit Suisse Securities (USA) LLC v. [read post]
How Appealing - http://howappealing.law.com/
Federal Court Says You Can Waive FINRA Arbitration
5 Feb 2016, 1:48 pm by Mark Astarita
.'CREDIT SUISSE SECURITIES (USA) LLC v. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Court Dismisses Short Sellers' Price-Fixing Claims
7 Feb 2008, 1:13 pm
Supreme Court's opinion in Credit Suisse Securities (USA) v. [read post]
Antitrust Law Blog - http://www.antitrustlawblog.com/
SEC News - Fraud Charges, Failure to Report Suspicious Trading, and Misleading Investors
5 Oct 2018, 8:25 am by SEClaw Staff
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC News - Fraud Charges, Failure to Report Suspicious Trading, and Misleading Investors
5 Oct 2018, 8:25 am by SEClaw Staff
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Second Circuit Affirms Dismissal Of Antitrust Class Action Due To Implied Preclusion By The Securities Laws
22 Dec 2009, 5:30 am
 This was the first time the Second Circuit applied the considerations for the implied preclusion of antitrust laws by the securities laws outlined by the United States Supreme Court in Credit Suisse Securities (USA) LLC v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Specious Logic
10 May 2014, 3:27 am by Lyle Roberts
Credit Suisse Securities (USA) LLC, 2014 WL 1910961 (1st Cir. [read post]
The 10b-5 Daily - http://www.the10b-5daily.com/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement October 2022
11 Nov 2022, 9:28 am by Silver Law Group
According to FINRA Disciplinary actions for October 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Todd Kalish   Park Edge Advisors, LLC   McDonald Partners LLC   Nicolas Lumermann   Morgan Stanley   Credit Suisse Securities (USA) LLC   Jeff McElroy   BOK… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Guest Post: Crediting Preemption: Credit Suisse IPO case strengthens the FDA's argument for the preemption of state law failure-to-warn claims
30 Jul 2007, 10:29 am
But the Supreme Court's 7-1 (Justice Kennedy recused) decision this term in Credit Suisse Securities (USA) LLC v. [read post]
Drug and Device Law - http://druganddevicelaw.blogspot.com/
Credit Suisse Class Action Defense Case-Credit Suisse v. Billing: Supreme Court Holds Antitrust Class Action Based On Syndicate Conduct In Sale Of IPOs Barred Because "Clearly Incompatible" With Securities Laws
20 Jun 2007, 5:05 am
” Credit Suisse Securities (USA) LLC v. [read post]
Class Action Defense Blog - http://classactiondefense.jmbm.com/
First Circuit Affirms District Court’s Exclusion of Event Study as Unreliable Under Daubert
22 May 2014, 10:51 am by John Stigi
(USA) LLC, No. 12-1750, 2014 U.S. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Mid-Year Securities Litigation Update
27 Aug 2012, 6:11 am by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Mid-Year Securities Litigation Update
27 Aug 2012, 6:11 am by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Top 5 Corporate & Securities Blog Posts This Week
6 Jan 2012, 2:00 am by Stephanie Figueroa
 This post discusses this provision and the SEC’s recent appointment of Pamela Gibbs to head its recently created Office of Minority and Women Inclusion. 2) The Securities Law Blog: FINRA Fines Credit Suisse Securities $1.75 Million for Regulation SHO Violations and Supervisory Failures – This post details how FINRA fined Credit Suisse Securities (USA) LLC $1.75 million for violating… [read post]
Securities Law Practice Center - http://seclawcenter.pli.edu
What Should Enron Investors Do Now?
23 Jan 2008, 7:27 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007); post here. [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/
Seventh Circuit finds that Issuer of Fairness Opinion Did Not Commit Gross Negligence
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
Bankruptcy and Restructuring Blog - http://www.bankruptcylawblog.com/
Seventh Circuit finds that Issuer of Fairness Opinion Did Not Commit Gross Negligence
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
Bankruptcy and Restructuring Blog - http://www.bankruptcylawblog.com/
Stoneridge Securities Fraud Claim Fails, Supreme Court Holds 5-3; Enron Case May Get Remand
15 Jan 2008, 8:02 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007), which turned on the "deceptive act" element instead of reliance. [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/