Search for: "Credit Suisse Securities (USA), LLC"
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27 Aug 2012, 6:11 am
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
27 Aug 2012, 6:11 am
And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. [read post]
16 Aug 2012, 2:00 am
And the Supreme Court did decide one case–Credit Suisse Securities (USA) LLC v. [read post]
1 Aug 2012, 5:51 am
Kent Christian*, President, Financial Network, Wells Fargo Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc. [read post]
18 Jul 2012, 7:07 am
Credit Suisse Securities (USA) LLC, 517 F.3d 454 (7th Cir. 2008) [read post]
5 May 2012, 2:36 am
On March 26, 2012, in Credit Suisse Securities (USA) LLC v. [read post]
3 May 2012, 2:05 pm
Case Information Credit Suisse Securities (USA) LLC v. [read post]
12 Apr 2012, 2:00 am
In Credit Suisse Securities (USA) LLC v. [read post]
3 Apr 2012, 1:03 am
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 10:14 pm
Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 5:12 am
” Bloomberg BusinessWeek offers coverage of the Court’s other opinion released yesterday in Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 1:00 am
“Short-swing” profits suit No limitations tolling Except rare cases Opinion: pdf html [read post]
26 Mar 2012, 1:38 pm
Credit Suisse Securities (USA) LLC, 638 F.3d 1072 (9th Cir. 2011). [read post]
26 Mar 2012, 11:20 am
10-1261 Credit Suisse Securities (USA), LLC, v. [read post]
26 Mar 2012, 7:47 am
Justice Scalia delivered the first opinion of the day, Credit Suisse Securities (USA) LLC v. [read post]
24 Mar 2012, 8:51 pm
Per the court, the plaintiffs, who sued Mecox, its leading officials, and underwriters Credit Suisse Securities (USA) LLC and UBS AG (UBS), failed to adequately allege any materially false or misleading statements in the registration statement or prospectus for the 2010 IPO. [read post]
5 Mar 2012, 7:02 am
If you have questions about investments you made with Credit Suisse Securities (USA) LLC, the securities attorneys of The White Law Group may be able to help. [read post]
5 Mar 2012, 7:02 am
If you have questions about investments you made with Credit Suisse Securities (USA) LLC, the securities attorneys of The White Law Group may be able to help. [read post]
6 Jan 2012, 2:00 am
This post discusses this provision and the SEC’s recent appointment of Pamela Gibbs to head its recently created Office of Minority and Women Inclusion. 2) The Securities Law Blog: FINRA Fines Credit Suisse Securities $1.75 Million for Regulation SHO Violations and Supervisory Failures – This post details how FINRA fined Credit Suisse Securities (USA) LLC $1.75 million for violating… [read post]
4 Jan 2012, 6:00 am
FINRA has fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO and failing to properly supervise short sales of securities and marking of sale orders. [read post]
