Search for: "Credit Suisse Securities (USA), LLC"
Results 121 - 140
of 144
Sorted by Relevance
|
Sort by Date
21 Sep 2010, 7:09 pm
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
26 Mar 2012, 7:47 am
Justice Scalia delivered the first opinion of the day, Credit Suisse Securities (USA) LLC v. [read post]
1 Dec 2011, 1:58 pm
Credit Suisse Securities (USA) LLC 406.6M Kajeet Inc. v. [read post]
13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2012, 5:12 am
” Bloomberg BusinessWeek offers coverage of the Court’s other opinion released yesterday in Credit Suisse Securities (USA) LLC v. [read post]
16 Jan 2015, 6:16 am
– $ 5million Credit Suisse Securities (USA), LLC – $5 million Goldman, Sachs & Co. [read post]
17 Aug 2007, 1:03 pm
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007). [read post]
26 Apr 2015, 10:07 pm
The Court in Credit Suisse, with Justice Breyer again the author, seemed too quick to find a conflict between securities and antitrust law.** Justice Breyer's more modest approach in ONEOK may help confine Credit Suisse to its facts. __________________ * See Credit Suisse Securities (USA) LLC v. [read post]
23 Feb 2016, 7:36 am
Brenner discussed the Commission’s enforcement actions against: BDO USA, LLP, Admin. [read post]
10 Feb 2009, 7:32 am
Defendants sought dismissal on the grounds that plaintiff’s claims were impliedly preempted by Credit Suisse Securities (USA) LLC v. [read post]
19 Mar 2009, 12:48 pm
The FINRA tribunal ordered Credit Suisse Securities USA LLC, a brokerage unit of the Swiss bank, to pay $400 million to its customer STMicroelectronics NV, a European semiconductor maker. [read post]
18 Jul 2012, 7:07 am
Credit Suisse Securities (USA) LLC, 517 F.3d 454 (7th Cir. 2008) [read post]
23 Dec 2010, 12:16 pm
” In support of its recommendation that Airgas stockholders reject Air Products’ current offer, the Airgas board consulted with its financial and legal advisors, and obtained “the written opinions of Bank of America Merrill Lynch, Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co., as of December 21, 2010, regarding the inadequacy, from a financial point of view, of the price offered by Air Products. [read post]
3 Apr 2012, 1:03 am
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
1 Aug 2012, 5:51 am
Kent Christian*, President, Financial Network, Wells Fargo Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc. [read post]
1 Oct 2012, 3:00 am
October 10-12 Sponsor: ICBI Event: Fund Forum USA 2012 Location: Boston, MA October 11-12 Sponsor: ALTSO Event: 9th Annual Hedge Fund Rocktoberfest Location: New York, NY October 16 Sponsor: Bloomberg L.P. [read post]
22 Jun 2020, 4:49 pm
The US Supreme Court case to read for this antitrust exemption is Credit Suisse Securities (USA) LLC v. [read post]
20 Jan 2016, 5:21 am
Case number: 11-cv-02121 (United States District Court for the District of Colorado) Case filed: August 15, 2011 Qualifying Judgment/Order: March 16, 2015 10/30/2015 1/28/2016 2015-116 In the Matter of UBS AG Administrative Proceeding File No.: 3-16891 Case filed: October 13, 2015 Qualifying Judgment/Order: October 13, 2015 10/30/2015 1/28/2016 2015-115 In the Matter of Credit Suisse Securities (USA) LLC Admi [read post]
3 Jul 2020, 6:43 am
SECURITY AND TRUSTS / AGENCY Trusts and parallel debt structures are not recognised or tested in Italy and lenders must generally hold security. [read post]
27 Feb 2008, 10:00 am
In a 5-3 opinion (Justice Breyer recused himself) authored by Justice Kennedy,the Court, in Stoneridge Investment Partners, LLC v. [read post]
