Search for: "D&A Equities, LLC" Results 61 - 80 of 903
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25 Mar 2010, 7:43 am by Randall Reese
Resilient Capital Management, LLC, which holds 6.6% of the common stock of Regent Communications, Inc., filed a motion on Tuesday asking the bankruptcy court to direct the appointment of an Official Committee of Equity Security Holders in the company's chapter 11 cases. [read post]
13 Dec 2009, 11:01 pm by Randall Reese
On Sunday, Huntsman Corporation, Huntsman Pigments LLC and Huntsman Australia R&D filed a motion asking Judge Allan Gropper of the Southern District of New York to force Tronox Incorporated to comply with the terms of his September 23, 2009 bidding procedures order and an August 23, 2009 Asset and Equity Purchase Agreement. [read post]
3 Aug 2012, 4:54 am by Glenn Reynolds
(CONT’D): Taxpayers to recover only $24 million from Solyndra. “In a little-noticed move, Solyndra LLC officially released it bankruptcy plan this week. [read post]
7 Sep 2021, 6:41 am by Joe Wojciechowski
” That is the first line of the complaint, which goes on to allege that more than 400 investors are owed over $110,000,000 on alleged investments in Horizon Private Equity Group, III, LLC. [read post]
19 May 2014, 3:09 am by Peter Mahler
Background Binn and Partners, LLC (the “LLC”) was founded in 2000 and opened its first airport spa in 2004. [read post]
29 Aug 2019, 8:54 am by Tom Zagorsky
The SEC’s Complaint against the adviser, Boston-based Commonwealth Equity Services, LLC, d/b/a Commonwealth Financial Network (“Commonwealth”), was filed in Massachusetts federal district court, and alleges that Commonwealth received over $100 million in revenue sharing from the clearing broker while failing to properly apprise its advisory clients of the full nature of the revenue sharing arrangement and the inherent conflicts of interest implicated by… [read post]
11 Jan 2016, 3:06 am by Peter Mahler
Zafar subsequently obtained a copy of the tenant’s 2011 lease which, lo and behold, identified the landlord not as M&D of Dutchess, LLC, but a company with a similar name, M&D Dutchess Property, LLC. [read post]
19 Mar 2020, 10:35 am by Chris Wesner
Along with their petitions, the Debtors filed the declaration of Robert D. [read post]
12 Dec 2010, 10:59 pm by Randall Reese
The chapter 11 case is intended to be used as a vehicle for Savitr Capital LLC to invest $45 million in exchange for 90% of the common equity in the reorganized company. [read post]
7 Aug 2019, 6:30 pm by Doug Cornelius
The SEC charged Commonwealth Equity Services, LLC (d/b/a Commonwealth Financial Network), a registered investment adviser and broker-dealer, with failing to disclose material conflicts of interest related to revenue sharing Commonwealth received for certain client investments. [read post]
5 Oct 2010, 9:44 pm by Randall Reese
The members of the Creditors' Committee are: Novation, LLC The Carlyle Group Business Card Service, Inc. [read post]
16 Jul 2012, 6:41 am by D. Daxton White
According to its Form D SEC filing, Woodlark Capital, LLC is a White Plains, New York based real estate company. [read post]
16 Jul 2012, 6:41 am by D. Daxton White
According to its Form D SEC filing, Woodlark Capital, LLC is a White Plains, New York based real estate company. [read post]
16 Jul 2012, 6:41 am by D. Daxton White
According to its Form D SEC filing, Woodlark Capital, LLC is a White Plains, New York based real estate company. [read post]