Search for: "DAVID KAPLAN"
Results 81 - 100
of 548
Sort by Relevance
|
Sort by Date
8 Dec 2021, 12:50 pm
Toomey (etoomey@foley.com), David T. [read post]
3 Dec 2021, 9:03 pm
Rubio, Ning Xiang, and David L. [read post]
3 Dec 2021, 1:29 pm
Misappropriation of Client Funds – David Wells, CRD#: 6774493 This broker has two additional names listed in Brokercheck: David Sheldon Wells David Wells He has been in the industry since 2017 and has worked for two broker dealers: Fifth Third Securities, Inc. [read post]
1 Dec 2021, 4:30 am
A webcast discussing the findings will be presented Dec. 8, with panelists Wendy King, senior managing director at FTI; David Horrigan, discovery counsel and legal education director at Relativity; Ari Kaplan; and Monique Ho, general counsel at Course Hero. [read post]
1 Dec 2021, 4:30 am
A webcast discussing the findings will be presented Dec. 8, with panelists Wendy King, senior managing director at FTI; David Horrigan, discovery counsel and legal education director at Relativity; Ari Kaplan; and Monique Ho, general counsel at Course Hero. [read post]
24 Nov 2021, 1:00 am
As always, tweet your questions to @PreetBharara with hashtag #askpreet, email us at staytuned@cafe.com, or call 669-247-7338 to leave a voicemail.Stay Tuned with Preet is produced by CAFE and the Vox Media Podcast Network.Executive Producer: Tamara Sepper; Senior Editorial Producer: Adam Waller; Technical Director: David Tatasciore; Editorial Producers: Sam Ozer-Staton, Noa Azulai, Jake Kaplan. [read post]
24 Nov 2021, 1:00 am
As always, tweet your questions to @PreetBharara with hashtag #askpreet, email us at staytuned@cafe.com, or call 669-247-7338 to leave a voicemail.Stay Tuned with Preet is produced by CAFE and the Vox Media Podcast Network.Executive Producer: Tamara Sepper; Senior Editorial Producer: Adam Waller; Technical Director: David Tatasciore; Editorial Producers: Sam Ozer-Staton, Noa Azulai, Jake Kaplan. [read post]
24 Nov 2021, 1:00 am
As always, tweet your questions to @PreetBharara with hashtag #askpreet, email us at staytuned@cafe.com, or call 669-247-7338 to leave a voicemail.Stay Tuned with Preet is produced by CAFE and the Vox Media Podcast Network.Executive Producer: Tamara Sepper; Senior Editorial Producer: Adam Waller; Technical Director: David Tatasciore; Editorial Producers: Sam Ozer-Staton, Noa Azulai, Jake Kaplan. [read post]
24 Nov 2021, 1:00 am
As always, tweet your questions to @PreetBharara with hashtag #askpreet, email us at staytuned@cafe.com, or call 669-247-7338 to leave a voicemail.Stay Tuned with Preet is produced by CAFE and the Vox Media Podcast Network.Executive Producer: Tamara Sepper; Senior Editorial Producer: Adam Waller; Technical Director: David Tatasciore; Editorial Producers: Sam Ozer-Staton, Noa Azulai, Jake Kaplan. [read post]
12 Nov 2021, 6:07 am
Kaplan (University of Chicago), Morten Sorensen (Dartmouth), and Anastasia A. [read post]
8 Nov 2021, 1:17 pm
Gopi Vungarala Pershe Kaplan Sterling Investments Sutterfield Financial Group, Inc. [read post]
29 Oct 2021, 4:00 am
The disclosures come after years of internal and external grumbling at Facebook about the role played by Kaplan. [read post]
21 Oct 2021, 9:03 pm
In a report issued by the Tax Policy Center, David C. [read post]
1 Oct 2021, 5:54 am
Hall, Michael Kaplan, and Emily Roberts, Davis Polk & Wardwell LLP, on Saturday, September 25, 2021 Tags: Insider trading, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Five Essential Strategy Questions Boards Should Be Asking Posted by Stephen Klemash, Gaurav Malhotra, and Lance Mortlock, EY, on Sunday, September 26, 2021 Tags: Board dynamics, Board performance, Boards… [read post]
1 Oct 2021, 4:00 am
National/Federal As Districts Grow More Diverse, Congressional Outreach Does Too MSN – Michael Macagnone (Roll Call) | Published: 9/30/2021 Over the past decade, U.S. [read post]
30 Sep 2021, 1:00 am
Preet’s conversation with Gensler, which took place on Monday, September 27th, before a live audience at the Code Conference in Los Angeles, covers the hotly debated issues around regulating cryptocurrencies, the future of SPACs, and SEC initiatives to combat the climate crisis.Don’t miss the bonus for CAFE Insiders, where Gensler answers questions from the audience at the conference.For show notes and a transcript of the episode, head to CAFE.com.As always, tweet your questions to… [read post]
30 Sep 2021, 1:00 am
Preet’s conversation with Gensler, which took place on Monday, September 27th, before a live audience at the Code Conference in Los Angeles, covers the hotly debated issues around regulating cryptocurrencies, the future of SPACs, and SEC initiatives to combat the climate crisis.Don’t miss the bonus for CAFE Insiders, where Gensler answers questions from the audience at the conference.For show notes and a transcript of the episode, head to CAFE.com.As always, tweet your questions to… [read post]
30 Sep 2021, 1:00 am
Preet’s conversation with Gensler, which took place on Monday, September 27th, before a live audience at the Code Conference in Los Angeles, covers the hotly debated issues around regulating cryptocurrencies, the future of SPACs, and SEC initiatives to combat the climate crisis.Don’t miss the bonus for CAFE Insiders, where Gensler answers questions from the audience at the conference.For show notes and a transcript of the episode, head to CAFE.com.As always, tweet your questions to… [read post]
30 Sep 2021, 1:00 am
Preet’s conversation with Gensler, which took place on Monday, September 27th, before a live audience at the Code Conference in Los Angeles, covers the hotly debated issues around regulating cryptocurrencies, the future of SPACs, and SEC initiatives to combat the climate crisis.Don’t miss the bonus for CAFE Insiders, where Gensler answers questions from the audience at the conference.For show notes and a transcript of the episode, head to CAFE.com.As always, tweet your questions to… [read post]
20 Sep 2021, 1:30 am
Listen and follow on Apple Podcasts, Spotify, or your favorite podcast app.Executive Producer: Tamara Sepper; Senior Editorial Producer: Adam Waller; Technical Director: David Tatasciore; Audio Producers: Matthew Billy; Composer: Nat Weiner; Editorial Producers: Noa Azulai, David Kurlander, Sam Ozer-Staton, Jake Kaplan. [read post]
