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4 Feb 2019, 8:12 am
Exh. 1 — Policy Form SH 23 25 01 06 at 1, §1(2)(c)). [read post]
27 Jan 2023, 9:49 am by Rob Robinson
On February 2, 2016, they reached agreement[9] and five months later the EU member states approved,[10] and the Commission adopted, what became known as the EU-U.S. [read post]
Securities & Compliance McGuireWoods’ securities and compliance team assists private and public companies in capital-raising efforts through private and public offerings, and assists public companies with their reporting obligations under the Securities Exchange Act of 1934, including forms 10-K, 10-Q and 8-K, Section 16 reports and DEF 14A (proxy statements), as well as with Regulation FD and Regulation G compliance. [read post]
”[10] Thus, the SEC mandated extensive disclosure of environmental proceedings, making clear that the Commission would recalibrate this disclosure standard over time. [read post]
9 Aug 2023, 9:05 pm by renholding
Before EDGAR, it was possible but costly to access firm filings, such as 10-K, 10-Q, 8-K, or DEF 14A forms, because investors either had to pay a fee to subscribe to the services of commercial data providers or physically visit one of the three SEC’s reference rooms in Chicago, New York, or Washington DC. [read post]
15 Sep 2016, 12:51 pm by Kevin LaCroix
The Court also held that at defendant may rebut the presumption of reliance by showing that the alleged misrepresentation at issue did not affect the defendant company’s share price. [read post]