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15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
“Last fiscal year’s results demonstrate yet again the Division’s effectiveness—working alongside colleagues throughout the agency—in following the facts and the law wherever they lead to hold wrongdoers accountable. [read post]
1 Oct 2023, 9:05 pm
ENDNOTES [1] United States of America v. [read post]
2 Jan 2023, 3:03 pm
In In re Deutsche Bank Trust Co. [read post]
9 Nov 2022, 3:56 am
Holdings, Inc. [read post]
27 Jun 2021, 5:00 pm
Recently, in F.W. [read post]
15 Dec 2020, 12:15 pm
America, Deutsche Bank Americas Holding Corp., Deutsche Bank Energy Trading LL or Deutsche Bank Suisse SA. [read post]
10 May 2019, 4:08 am
That lawsuit seeks to block congressional subpoenas for Trump financial records held by Deutsche Bank and Capital One Financial Corp. [read post]
15 Jan 2019, 6:51 pm
As is increasingly common in contemporary America, those political issues, framed in law, are left to the courts. [read post]
Justice Department Questioning Deutsche Bank, BofA & JPM Involvement Danske Money-Laundering Scandal
16 Nov 2018, 1:39 pm
Department of Justice have contacted Deutsche Bank AG and Bank of America Corp. about transactions they handled for the small Danske Bank branch in Estonia that’s at the center of one of the biggest money-laundering investigations in history. [read post]
15 Nov 2018, 4:00 am
Already, the DOJ has settled similar RMBS fraud cases against Barclays Plc (BARC), Bank of America Corp. [read post]
17 May 2017, 11:02 am
North Carolina State Conference of the NAACP, 16-833, which the court denied, and Deutsche Bank Trust Company Americas v. [read post]
10 May 2017, 6:26 am
Deutsche Bank Trust Company Americas v. [read post]
9 May 2017, 7:19 am
The returning cases include, a bit surprisingly, Deutsche Bank Trust Company Americas v. [read post]
27 Apr 2017, 8:59 am
(relisted after the April 13 and April 21 conferences) Deutsche Bank Trust Company Americas v. [read post]
27 Apr 2017, 7:59 am
Deutsche Bank Trust Company Americas v. [read post]
21 Apr 2017, 4:59 am
Deutsche Bank Trust Company Americas v. [read post]
20 Apr 2017, 8:45 am
Deutsche Bank Trust Company Americas v. [read post]
27 Feb 2017, 5:00 am
Deutsche Bank Am.s Holding Corp., No. 15 Civ. 9936 (LGS), 2016 BL 342731 (S.D.N.Y. [read post]
29 Jun 2016, 4:27 pm
The Federal Reserve objected to the capital plans of Deutsche Bank Trust Corporation and Santander Holdings USA, Inc. based on qualitative concerns. [read post]
