Search for: "DIVISION 3 TECHNOLOGIES, LLC" Results 41 - 60 of 393
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13 Apr 2015, 6:12 am by Mark Astarita
Ceresney, Director of the SEC’s Division of Enforcement. [read post]
30 Oct 2019, 8:38 am by John Jascob
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
12 Jul 2016, 8:48 am by Mark Astarita
Cohen, Co-Chief of the SEC Enforcement Division’s Market Abuse Unit. [read post]
15 May 2017, 2:32 am by Romano Beitsma
In the course of the appeal proceedings, the application was transferred to Microsoft Technology Licensing, LLC, which thereby obtained the status of appellant.III. [read post]
1 Feb 2024, 6:19 pm by Cynthia Marcotte Stamer
West Virginia based Ole Jose Grill & Cantina LLC, paid $167,000 in back pay and penalties to 17 tipped employees after the U.S. [read post]
26 Jun 2019, 1:06 pm by Astarita
Prior to joining the SEC, he worked as Managing Director at Goldman Sachs, where he led initiatives to strengthen technology risk governance, incident management, and insider threat programs. [read post]
24 Nov 2015, 4:00 am by Doug Cornelius
Form PF and Annex IV regulatory reporting requirements Jeanette Turner and Paul Yau, Advise Technologies, LLC 8. [read post]
31 Aug 2023, 12:26 pm by Brantley Smith and Robert Slovak
"2 While technology for, and development of, horizontal drilling rapidly matured, the law lags behind.3 Important questions about horizontal drilling remain unanswered by Texas courts. [read post]
Murphy-Brown, LLC—Case #3 The third case was brought against Murphy-Brown for hogs owned at Crooked Run and Willow Creek Farm in Pender County, North Carolina. [read post]
27 Sep 2019, 12:55 pm by Sarah Aberg and Bochan Kim
The press release, issued to announce the creation of a new Research and Innovation Division, signals that DFS is attempting to harness the increasing technological tools available to regulators, while making New York an attractive place for financial firms to do business. [read post]
21 Apr 2016, 2:55 pm
Hastings Co-Practice Group Leader of the Commercial Lending Group (and Knowledge Management and Technology Partner), Chapman and Cutler LLP. [read post]
14 Nov 2023, 9:01 pm by renholding
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
10 Jan 2021, 5:39 am by Rob Robinson
Month Chart #3: Merger, Acquisition, or Investment Events vs. [read post]