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24 Mar 2024, 9:01 pm by renholding
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. [read post]
24 Oct 2023, 9:01 pm by renholding
Each year we receive thousands of whistleblower tips, and throughout the history of the program those tips have resulted in billions in monetary recovery, a significant portion of which has been returned to harmed investors, and some of which has funded whistleblower awards.[6] The Dodd-Frank whistleblower protection rule – Rule 21F-17 – is important to the program’s success. [read post]
6 Feb 2023, 1:37 pm by Guest Author
In fact, many of the challenges and the conundrums presented by Section 404 rules were not fully appreciated until those issues surfaced again in subsequent statutes, such as the Dodd-Frank Act of 2010 and the JOBS Act of 2012. [read post]
10 Apr 2018, 2:40 pm
I am happy to report the publication of my article,  "The Corporate Social Responsibilities of Financial Institutions for the Conduct of their Borrowers: The View From International Law and Standards," Lewis & CLark Law Review 21(4):881-920 (2018). [read post]
27 Dec 2017, 11:19 am by Wolfgang Demino
Keller on behalf of STATE OF TEXAS (Keller, Scott) (Entered: 11/28/2017)11/28/201711 MOTION for Leave to File Brief of Amici Curiae by STATE OF TEXAS, STATE OF WEST VIRGINIA, STATE OF ALABAMA, STATE OF ARKANSAS, STATE OF GEORGIA, STATE OF LOUISIANA, STATE OF OKLAHOMA, STATE OF SOUTH CAROLINA (Attachments: # 1 Exhibit Proposed Brief of Texas et al., # 2 Text of Proposed Order)(Keller, Scott) Modified to add filers on 11/29/2017 (znmw). [read post]
27 Dec 2017, 11:19 am by Wolfgang Demino
Keller on behalf of STATE OF TEXAS (Keller, Scott) (Entered: 11/28/2017)11/28/201711 MOTION for Leave to File Brief of Amici Curiae by STATE OF TEXAS, STATE OF WEST VIRGINIA, STATE OF ALABAMA, STATE OF ARKANSAS, STATE OF GEORGIA, STATE OF LOUISIANA, STATE OF OKLAHOMA, STATE OF SOUTH CAROLINA (Attachments: # 1 Exhibit Proposed Brief of Texas et al., # 2 Text of Proposed Order)(Keller, Scott) Modified to add filers on 11/29/2017 (znmw). [read post]
12 Dec 2017, 9:57 am by Wolfgang Demino
Hastings Law Journal has a new article (technically a "Note") on predatory lending and the implications of the Second Circuit's holding on federal (non)preemption of state usury laws in Saliha Madden v Midland Funding LLC et al, written by a recent graduate. [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Rep. 6. [3] Id. at 7, 11. [4] Id. at 7. [5] Stephen Choi, et al., Cornerstone Research and New York University Pollack Center for Law & Business, SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2017 Update 3 (2017). [6] Id. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Rep. 6. [3] Id. at 7, 11. [4] Id. at 7. [5] Stephen Choi, et al., Cornerstone Research and New York University Pollack Center for Law & Business, SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2017 Update 3 (2017). [6] Id. [read post]