Search for: "DOE CORPORATIONS 1-10"
Results 121 - 140
of 7,431
Sorted by Relevance
|
Sort by Date
14 Jul 2017, 8:23 am
Reg D private placements such as CION Investment Corporation are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
29 Dec 2008, 5:15 am
Quite a bit of the activity in this area is unregulated and, as a result, does not trigger material litigation or expenditures. [read post]
11 Aug 2014, 6:47 am
The twelve factors are (1) common ownership (presumably relevant when multiple entities are involved); (2) pervasive control (which is not enough, by itself, to pierce the veil); (3) confused intermingling of business assets; (4) thin capitalization; (5) nonobservance of corporate formalities; (6) absence of corporate records; (7) no payment of dividends; (8) insolvency at the time of the litigated transaction; (9) siphoning away of corporation’s funds by… [read post]
9 Dec 2016, 12:33 pm
Reg D private placements structured like Cion Investment Corporation are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
5 Mar 2017, 2:37 pm
The 10-K does not identify the “sufficient information” or explain what “further inquiry” would have been required (or why). [read post]
5 Mar 2017, 2:37 pm
The 10-K does not identify the “sufficient information” or explain what “further inquiry” would have been required (or why). [read post]
11 Feb 2013, 7:46 pm
National Contact Point: Corporate Social Responsibility Between Nationalism, Internationalism and Private Markets Based Globalization.Part 10: The U.S. [read post]
4 Jan 2010, 10:15 am
” See “Firms Fight Banks Over Billions in Frozen Notes,” WSJ 1/2/10. [read post]
23 Oct 2017, 7:15 am
Shibuya Hoppmann Corporation and HP Hood LLC, 1-10-cv-00781 (NYWD October 19, 2017, Order) (McCarthy, MJ) [read post]
11 May 2022, 7:50 am
Details are in the SEC order: https://www.sec.gov/litigation/admin/2022/33-11060.pdf What exactly does Nvidia do? [read post]
9 Aug 2013, 12:59 pm
In its 2013 second quarter Form 10-Q, Sprint Corporation revealed that on July 2, 2013, the SEC notified the company that it was closing its investigation into the company’s sales tax collection activities and did not intend to recommend an enforcement action against the company. [read post]
10 Sep 2013, 2:01 pm
“NY to 10. [read post]
21 Feb 2012, 9:00 pm
Allow small businesses to expense up to $1 million in investments. 1 Allow cash accounting on businesses with up to $10 million in gross receipts. 1 Expands an existing tax expenditure. [read post]
29 Oct 2023, 9:01 pm
Risk Management Program 1. [read post]
21 Feb 2011, 2:12 pm
The House Local Government Committee has just passed an overhauled version of House Bill 11-1124 (“HB 1124”) out of Committee on a 10-1 vote with a favorable recommendation to the full House of Representatives. [read post]
29 Oct 2010, 8:39 am
In the post, Hamilton discusses the changes made by Dodd-Frank and the type of information sought by the SEC. 5) CorpGov.net: Corporate Governance Does Not Belong in the Home! [read post]
17 Apr 2020, 4:22 pm
Investment grade bonds or syndicated loans will be leveraged at a 10-to-1 ratio. [read post]
4 Feb 2014, 11:17 am
The district court dismissed the complaint on the ground that the defendants had no duty to disclose any information before trading in Xcelera stock because (1) the duty to disclose under Section 10(b) does not apply to unregistered securities and (2) the duties potentially applicable here were those defined by the law of the Cayman Islands, where no such duty to disclose exists. [read post]
28 Jun 2021, 8:07 am
In championing the legislation, the Financial Services Committee noted that (1) the SEC does not currently require companies to disclose information related to their ESG commitments, nor does it require companies to adhere to standards for disclosing such information; (2) investors have reported that voluntary disclosures of ESG metrics are inadequate; (3) statutes and regulations requiring reporting and standardization of ESG disclosures are in the interest of investors;… [read post]
29 Nov 2011, 10:10 pm
IPCom GmbH & Co., Case No. 1-08-cv-01897-3061 (DCD Nov. 10, 2011).pdf HTC moved to compel the production of documents related to the '216 patent including prosecution documents. [read post]
