Search for: "Daniel Barney" Results 1 - 20 of 59
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23 Feb 2023, 7:07 am by Eleonora Rosati
It also noted that offers for sale and advertising were ways of using a trade mark, and this is precisely what the trade mark owner has directed at EU consumers.I cannot immediately find a clear statement of the corresponding position in the UK, but do note the comments of Daniel Alexander QC (sitting as a Deputy Judge) in Abanka v Abanca [2017] EWHC 2428 (Ch) at paragraphs 102 to 104, with paragraph 103 distinguishing a non-UK business which “pushes” itself into the UK (eg, by… [read post]
7 Sep 2022, 5:23 am by Eugene Volokh
[Jack Goldsmith and I will have this article out in the Texas Law Review early next year, and I'm serializing it here. [read post]
5 Jul 2022, 9:16 am by Silver Law Group
Morgan Securities LLC   Yang Liang   NYLife Securities LLC   Daniel Motola   William Nicoloff, Jr. [read post]
22 Sep 2021, 8:30 am by Silver Law Group
  Daniel Della Rosa   Corinthian Partners, LLC   Paulson Investment Company LLC   Morgan Engbrecht   Horace Mann Investors, Inc. [read post]
6 Sep 2021, 5:27 am by Vercammen Law
 Jurkovic, Esq.Law Offices of Daniel Jurkovic, PC 52 Chestnut StreetP.O. [read post]
21 May 2020, 7:05 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Cline, Kevin   Source Capital Group, Inc   Ridgemont Securities, Inc   Delaney, Maxwell   Brill Securities, Inc   National Securities Corporation   Henrich, Todd   National Securities Corp   Obsidian Financial Group  … [read post]
24 Apr 2020, 3:00 am by Jim Sedor
National/Federal A Watchdog Out of Trump’s Grasp Unleashes Wave of Coronavirus Audits Politico – Kyle Cheney | Published: 4/20/2020 Lawmakers handed President Trump $2 trillion in coronavirus relief and then left town without activating any of the powerful new oversight tools meant to hold his administration accountable. [read post]
12 Apr 2019, 8:25 am by Silver Law Group
., Peter   Fidelity Brokerage Services LLC   Wood, Daniel   LPL Financial LLC   Morgan Stanley Smith Barney   Wright, Bryan   Pruco Securities, LLC   The Prudential Insurance Company of America FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
10 Jan 2019, 8:47 am by ccollins
Now, a FINRA arbitration panel is ordering Morgan Stanley Smith Barney LLC to pay retired NFL player Asante Samuel and Mega Millions lottery winner James Grove $879K and $3.3M, respectively, in separate claims but once again involving Parthemer. [read post]
3 Jan 2019, 5:57 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrick, Tabor   FBL Marketing Services, LLC   Allstate Financial Services, LLC   Conklin, Jeffrey   The Huntington Investment Company   American General… [read post]
11 Nov 2018, 10:04 am by Chris Castle
  As Daniel Inouye told the story, the 442nd lost more men than they ultimately rescued. [read post]
16 Mar 2017, 9:30 pm by Justin Daniel
” Writing for the Financial Times, Barney Jopson and Lauren Leatherby argue that some of the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) are particularly vulnerable under the Trump Administration and current Congress. [read post]
9 Feb 2017, 8:51 am by Elizabeth A. Khalil
Barney Frank (D-MA), the “Frank” in “Dodd-Frank,” remarked in an interview with Politico that the EO “has no specifics. [read post]
20 Jan 2017, 5:00 am by Doug Cornelius
Court of Appeals for the Sixth Circuit ruled unanimously against John Verble, a former Morgan Stanley Smith Barney financial adviser who claims he was fired in 2013 for cooperating with the FBI in an investigation. [read post]
12 Aug 2016, 3:05 am by Walter Olson
Daniel Schwartz, of the law firm of Shipman and Goodwin, writes the Connecticut Employment Law Blog, long on my reading list. [read post]
22 Apr 2015, 6:55 am by Law Lady
DAVID KELLY, Appellee. 2nd District.Creditors' rights -- Garnishment -- Service of process on garnishee LLC was defective where writ of garnishment was served on an hourly employee who is not an officer or manager, who does not supervise other personnel, who does not have any direct client contact, and who is not the registered agent for service of process -- There is no merit to contention that employee was a business agent authorized to accept service of process -- Trial court erred in… [read post]