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4 Jan 2019, 5:37 am
Renton, Dave. [read post]
28 Nov 2017, 5:46 pm
" Dave Michaels of The Wall Street Journal reports that "Supreme Court Questions Whether Dodd-Frank Protects All Whistleblowers; Justices from conservative and liberal blocs express skepticism that 2010 law shields people who never reported wrongdoing to SEC. [read post]
4 Jan 2016, 7:53 am
Renton, Dave. [read post]
10 Feb 2011, 11:34 am
Director: Frank ‘Ford Open Prison’ Copulator (2011) [read post]
6 Dec 2010, 3:46 am
A topic of interest among members is which characters will Dave and I play now that the Dodd-Frank Act has rendered "Billy Broc" Oxley and Dave "The Animal" Sarbanes obsolete (these characters were made infamous during these "The Sarbanes-Oxley Report" videos). [read post]
24 Aug 2011, 1:11 am
Posted by Dave WallerA lot has happened since we last reported on the Consumer Financial Protection Bureau. [read post]
7 Jul 2011, 8:38 am
Let's agree that the criminal jury verdict over the death of Caylee Anthony would be a poster-child demonstration of Dave Barry's joke that "the Sixth Amendment states that if you are accused of a crime, you have the right to a trial before a jury of people too stupid to get out of jury duty. [read post]
2 Feb 2022, 3:45 am
– Dave Lynn [read post]
3 Aug 2011, 2:00 am
I recently listened to the PLI One-Hour Briefing, SEC’s New Dodd-Frank Fund Oversight Rules 2011, featuring Jay Baris and Dave Lynn of Morrison & Foerster and Andrew Donohue of Morgan, Lewis & Bockius. [read post]
1 Jan 2008, 2:02 am
Ever hear of Frank Cornelius? [read post]
19 Aug 2013, 1:11 pm
Bruhl, Frank J. [read post]
25 Oct 2022, 3:30 am
– Dave Lynn [read post]
9 Jan 2013, 4:39 am
GAO Report: Dodd-Frank Cost-Benefit Analysis Finds Some Agencies Not Consistently Following OMB Guidance A few weeks ago, the GAO issued this report on the cost-benefit analysis conducted by those federal agencies charged with implementing Dodd-Frank. [read post]
24 Jul 2012, 7:34 am
Photo credit: Dave Bleasdale CFTC LAW | Forex, Futures and Derivatives Regulatory News - Provided by Shipkevich PLLC [read post]
6 Aug 2010, 4:31 am
Sick of Dodd-Frank already? [read post]
10 Feb 2015, 2:36 am
Yesterday, the SEC posted this proposing release on hedging disclosure, a rulemaking dictated by Section 955 of Dodd-Frank. [read post]
26 Apr 2017, 3:15 am
Frank has said he regrets that his namesake regulatory-overhaul law, the 2010 Dodd-Frank Act, didn’t merge the two regulators. [read post]
9 Jun 2022, 4:12 am
– Dave Lynn [read post]
15 Jun 2023, 3:30 am
As it turns out, Dave’s blog from mid-March on Dodd-Frank Act stragglers was prophetic. [read post]
10 Nov 2010, 2:41 pm
The rule requires a preliminary proxy but if a company was already doing say on pay regardless of Dodd-Frank, they don’t have to meet this requirement. [read post]