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5 May 2017, 6:00 am
[More…] Trump Pick for SEC Chairman Assembling Top Agency Staff by Dave Michaels Mr. [read post]
3 Feb 2023, 3:30 am
” – Dave Lynn [read post]
17 Apr 2009, 1:25 pm
Thanks to distinguished participants Ann Bartow, DaithàMac SÃÂthigh, David Fagundes, Michael Froomkin, Nathaniel Gleicher, James Grimmelmann, Orin Kerr, Nancy Kim, Helen Norton, David Robinson, Dan Solove, and Kaimi Wenger and my co-bloggers Dave Hoffman, Frank Pasquale, and Deven Desai (who came up with the idea for the symposium, wrote superb posts, and organized the event) that conversation happened in a rich and… [read post]
12 Jan 2007, 5:06 am
" Frank Paynter has found God (I knew we had misplaced her somewhere) Giggling: Tyler has inherited all my native grace and dexterity (i.e., precious little) on the dance floor. [read post]
7 Jun 2011, 6:00 pm
An important package of strong consumer protection bills, sponsored by Insurance Commissioner Dave Jones, passed through their respective houses of the Legislature, clearing a major hurdle toward passage. [read post]
2 Mar 2012, 10:40 am
First off, a big thanks to Dave Hoffman and the Co-Op crew for having me over for the month. [read post]
2 Jul 2015, 3:03 am
Yesterday, the SEC voted to approve – by the now-norm 3-2 vote – this 198-page proposing release to direct the stock exchanges to adopt clawback listing standards, as required by Section 954 of Dodd-Frank. [read post]
29 Nov 2022, 3:36 am
For an additional resource, check out Dave’s 21-minute podcast about cybersecurity exposure preparedness for directors. [read post]
4 Aug 2014, 5:45 am
Alas, the long, slow plodding implementation of the Dodd-Frank Act can make us sometimes forget about the legislation that was implemented by the SEC in relatively short order − the Sarbanes-Oxley Act of 2002, and, in particular, the internal control provisions of SOX. [read post]
20 Aug 2014, 11:18 am
Special Rapporteur Frank La Rue, U.S. [read post]
11 Aug 2010, 4:37 am
- Dave Lynn [read post]
13 Jan 2017, 6:57 am
By Dave Strausfeld, J.D. [read post]
3 Nov 2015, 3:43 am
Dave & Marty performed a “pay ratio” puppet show, Liz Stoudt delivered some serious poetry slam & Wendy Davis led us all in gleeful parody song. [read post]
27 Jul 2010, 5:32 am
Action Items: Summer Issue of Compensation Standards Anticipating the passage of the Dodd-Frank Act, Dave Lynn just put the finishing touches on a special "Summer 2010" issue of Compensation Standards that lays out a number of action items that you should be considering now to comply with the new executive compensation provisions in the Act. [read post]
4 Nov 2011, 9:14 am
Dave was a decorated war hero who ran marathons and I was an overweight ex-college ballplayer. [read post]
2 Jun 2023, 4:30 am
– Dave Lynn [read post]
22 Aug 2012, 3:29 am
This first whistleblower award comes a year after the SEC's whistleblower rules under the Dodd-Frank Act were effective. [read post]
15 Apr 2024, 4:05 am
– Dave Lynn [read post]
20 Apr 2011, 11:12 pm
A Strongly-Worded Defense of Dodd-Frank Act Implementation In a speech earlier this week, Deputy Treasury Secretary Neil Wolin defended the Dodd-Frank Act and its implementation, taking on various criticisms of the law point by point. [read post]
23 Mar 2016, 6:26 am
Once again, we offer a tip of the cyber cap to Dave Walz for sending us this case, and congrats to Dave, Ed Gereke, Doug Moore, and David O'Quinn for the win. [read post]
