Search for: "Department of Professional and Financial Regulation"
Results 41 - 60
of 2,758
Sorted by Relevance
|
Sort by Date
26 Jul 2023, 6:32 am
Whether you are a doctor, nurse, pharmacist, psychologist, dentist, chiropractor, real estate agent, lawyer, accountant, or any other licensed professional, the Illinois Department of Financial and Professional Regulation (IDFPR) has the authority to investigate and take disciplinary action if you are found to have violated the rules and regulations governing your profession. [read post]
29 Jan 2018, 7:53 pm
Insurance Bulletin 198 (and Securities Bulletin S-2018-01) is a joint bulletin that the Department of Financial Regulation felt was necessary in order to provide financial professionals additional guidance on what activities are and are not permissible when it comes to providing advice on securities and insurance products.The Department had issued more general guidance back in 2011, however, they stated two specific reasons for providing more… [read post]
14 Jun 2021, 10:39 am
The new law became effective immediately upon signing notwithstanding the authority it gives the Illinois Department of Financial and Professional Regulation (“IDFPR”) to adopt rules “consistent with [the] Act. [read post]
24 Mar 2020, 4:01 pm
Washington: reduced onsite staff at the Department of Financial Institution’s offices. [read post]
6 Apr 2021, 10:55 am
The Illinois Department of Financial and Professional Regulation (DFPR) has issued Predatory Loan Prevention Act Frequently Asked Questions (PLPA). [read post]
21 Dec 2020, 3:15 pm
Financial regulators, much like the NSA, apparently suspect that anyone attempting to protect their financial privacy is doing something illegal. [read post]
28 Jul 2010, 4:20 pm
Borzi told Congress members the IRS and Labor Department are “committed to exploring what can be done through interpretation, regulation and legislation” to address the shift of financial risks of retirement to employees arising from the shift from defined benefit to defined contribution plans. [read post]
16 Dec 2009, 9:30 pm
Illinois’ Department of Financial & Professional Regulation is in talks with the Nursing Home Safety Task Force about imposing tougher disciplinary sanctions on nursing home administrators in the event that a patient is injured at an assisted living facility or other forms of nursing home negligence occur. [read post]
2 Mar 2011, 6:40 pm
In response to this looming danger, the North American Securities Administrators Association ("NASAA"), in cooperation with IPT and various medical associations across the country, created the "Elder Investment Fraud and Financial Exploitation" prevention campaign intended to education medical professionals to identify seniors who are vulnerable to financial fraud and to refer suspected victmis to the appropriate state securities departments. [read post]
17 Sep 2022, 3:23 am
Unfortunately, not all investigations of a professional license holder by the Illinois Department of Financial and Professional Regulation (IDFPR) are resolved with the allegations or complaints dismissed. [read post]
13 Mar 2023, 8:08 pm
This was a result of consultation with Indigenous groups, financial services representatives, government departments and other regulators. [read post]
5 Jun 2008, 1:56 pm
Ommen as Acting Director for the Department of Insurance, Financial Institutions and Professional Registration (the "Department").Ms. [read post]
18 Jan 2022, 9:43 am
In Illinois, there are a number of different professional licensing boards that all fall under the umbrella of the Illinois Department of Financial and Professional Regulation (IDFPR). [read post]
27 Mar 2016, 9:30 pm
To understand the significance of these results, we ran the same study with sixty investment professionals employed by FINRA-registered regulated brokerage firms. [read post]
8 Apr 2022, 1:00 pm
Pritzker announced another planned lottery process to occur later this year, whereby an additional 50 new adult use dispensary licenses would be issued through a new, simplified online application process.[1] The proposed rules governing this process were released by the Illinois Department of Financial and Professional Regulation (“IDFPR”) on March 25, 2022[2], and included the following highlights: To participate in the lottery, applicants will… [read post]
20 Nov 2008, 11:05 am
In Illinois, that duty falls to the Department of Financial & Professional Regulation. [read post]
3 Jun 2016, 10:42 am
Under current law, the Illinois Department of Financial and Professional Regulation can deny occupational licenses to individuals with criminal records. [read post]
3 Jun 2016, 10:42 am
Under current law, the Illinois Department of Financial and Professional Regulation can deny occupational licenses to individuals with criminal records. [read post]
15 Oct 2021, 12:30 pm
Financial institutions can mitigate the regulators’ concerns by updating and enhancing their existing risk-based anti-money laundering (AML) and financial crimes compliance programs to include cryptocurrency monitoring and reporting. [read post]
11 May 2009, 7:58 am
According to the article, regulators at the agency, which handles complaints about licensed real estate professionals, received complaints about few loan modification firms last fall. [read post]
