Search for: "Department of Professional and Financial Regulation"
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23 Jan 2024, 4:45 am
National Security: Insights and Implications for Technology and Legal Professionals. [read post]
22 Jan 2024, 11:54 am
For example, under a 2018 New York consent order, the New York Department of Financial Services found that a surplus lines broker “only obtained declinations from three authorized insurers once annually for a single policy … and then relied upon the single annual declination with respect to all other insureds who received policies” in violation of New York insurance laws. [read post]
22 Jan 2024, 4:22 am
Learn more about this critical issue and access the latest data at the Florida Department of Highway Safety and Motor Vehicles. [read post]
22 Jan 2024, 4:00 am
Receiving notice from a regulator that there has been a professional conduct complaint against you can be overwhelming and stressful. [read post]
20 Jan 2024, 3:30 am
READ MORE Disaster Zone Podcast: Regulating Artificial Intelligence Regulation is needed for the AI industry. [read post]
20 Jan 2024, 3:30 am
READ MORE Disaster Zone Podcast: Regulating Artificial Intelligence Regulation is needed for the AI industry. [read post]
19 Jan 2024, 6:53 am
Construction sites must adhere to strict safety standards and regulations to protect workers. [read post]
19 Jan 2024, 6:53 am
Construction sites must adhere to strict safety standards and regulations to protect workers. [read post]
19 Jan 2024, 3:00 am
A victory for the fishermen would very likely severely limit the power of many federal agencies to regulate not only fisheries and the environment, but also health care, finance, telecommunications, and other activities, legal experts say. [read post]
18 Jan 2024, 9:01 pm
According to the resolutions, from 2013 to 2018, SAP made improper payments to officials at state-owned entities in South Africa and Indonesia to secure and retain software and professional services contracts with those entities. [read post]
16 Jan 2024, 7:00 am
Department of Labor (DOL) also released a proposed amendment to PTE 2020-02: Improving Investment Advice for Workers & Retirees. [read post]
16 Jan 2024, 5:12 am
Essential for cybersecurity and legal professionals, the article argues for a rigorous approach to data security, aligning with best practices and ethical mandates to preserve the sanctity of confidential information. [read post]
14 Jan 2024, 10:49 am
Jennifer Bradley of northeastern Florida and Jason Pizzo of southeastern Broward County have filed the bipartisan Senate Bill 1178, which would expand the oversight and enforcement of the Florida Department of Business and Professional Regulation, the agency that regulates condominium and homeowners associations. [read post]
12 Jan 2024, 11:58 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
11 Jan 2024, 7:00 am
The DOL’s stated goal is to ensure the ERISA fiduciary standards apply uniformly across all financial professionals advising Retirement Investors. [read post]
11 Jan 2024, 1:30 am
Trucking companies can face substantial financial liabilities in compensatory and potentially punitive damages, and their reputational standing can suffer greatly. [read post]
9 Jan 2024, 8:58 am
Professional Advice Legal and Financial Advisors: Engage experienced legal and financial advisors familiar with Texas M&A transactions to navigate the complexities of the process. 11. [read post]
9 Jan 2024, 5:13 am
Familiarize yourself with Nevada’s insurance regulations and seek advice from professionals. [read post]
8 Jan 2024, 2:10 pm
When in doubt, Covered Entities should seek the advice of experienced legal counsel within the scope of attorney-client privilege about proper fulfillment of their obligations under the Right of Access Rule in coordination with any other applicable responsibilities the Covered Entities has to provide access, disclose, or prevent disclosure of the requested information under otherwise applicable federal or states laws and regulations, ethical or other professional standards,… [read post]
8 Jan 2024, 10:00 am
Department of Financial Services – Virtual Currency Licensing (2022-S-18) The Department of Financial Services (DFS) oversees the activities of nearly 3,000 financial institutions, including 21 virtual currency licensees with assets totaling more than $175 billion. [read post]
