Search for: "Department of Professional and Financial Regulation"
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2 Aug 2011, 3:48 pm
In addition to being sued by Lisa Madigan's office, the Illinois Department of Financial and Professional Regulation just fined Legal Helpers $314,000 and issued a cease-and-desist order for its purportedly unlicensed business. [read post]
19 Dec 2009, 6:00 am
Despite continued serious violence against nursing home residents, administrators are rarely punished by the Department of Financial & Professional Regulation, or IDFPR, which licenses the administrators and other professional staff, according to a Tribune examination of government records as well as interviews with elder advocates. [read post]
14 Feb 2020, 11:32 am
The revisions to the model regulation also include a safe harbor provision for sales made in compliance with comparable standards by financial professionals that are regulated as broker-dealers, investment advisers, or plan fiduciaries. [read post]
16 Dec 2009, 9:37 am
Between 2005 and 2009, the Illinois Department of Financial and Professional Regulation received 407 complaints from the state’s health department about nursing homes across the state. [read post]
16 Jul 2013, 12:42 pm
According to the Illinois Department of Financial and Professional Regulation, the doctor has agreed to place his medical license on permanent inactive status after a suspension of 60 days. [read post]
16 Oct 2022, 9:05 pm
I have been a proud, unapologetic regulator. [read post]
3 Dec 2018, 8:55 am
The FCPA deals with payoffs and kickbacks made by certain kinds of financial service professionals to foreign government officials relating to securing more business. [read post]
28 Mar 2018, 12:16 pm
Lonnie Roach and his professional team. [read post]
15 Jul 2020, 11:08 am
The Illinois Department of Financial and Professional Regulation (IDFPR) published a notice of proposed rules implementing the Student Loan Servicing Act in the July 10, 2020 issue of the Illinois Register. [read post]
16 Dec 2019, 1:58 pm
(By way of comparison, the recent proposal to update the salary threshold for the executive, administrative, and professional exemptions generated more than 116,000 public comments.) [read post]
16 Jun 2014, 4:14 am
However, a recent review of data by the Chicago Tribune revealed that the Illinois Department of Financial and Professional Regulation takes a relatively small number of independent disciplinary actions against doctors, choosing instead to rely on other states’ investigations. [read post]
14 Jul 2008, 2:43 pm
In Atlantic Beach, officials for the Department of Business and Professional Regulation have been cracking down on contractors who solicit customers for work they are not licensed to perform, according to an article on www.Firstcoastnews.com. [read post]
4 Jan 2024, 10:56 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
19 Jun 2012, 2:11 pm
Department of Financial and Professional Regulation [pdf]. [read post]
19 Jun 2012, 2:11 pm
Department of Financial and Professional Regulation [pdf]. [read post]
19 Jun 2012, 2:11 pm
Department of Financial and Professional Regulation [pdf]. [read post]
19 Jun 2012, 2:11 pm
Department of Financial and Professional Regulation [pdf]. [read post]
3 Aug 2022, 3:02 am
On 4 May 2022, the UK Government announced a ban on services exports to Russia, and as of 21 July 2022 that ban is now in force by virtue of regulation 54C of The Russia (Sanctions) (EU Exit) Regulations 2019 (as amended by The Russia (Sanctions) (EU Exit) (Amendment) (No. 14) Regulations 2022) (the Regulations). [read post]
21 Feb 2023, 5:32 am
Commercial fundraising activities that are already regulated by financial regulators under existing legislation will not be subject to the proposed crowdfunding regulatory regime. [read post]
19 Jun 2012, 1:57 pm
Department of Financial and Professional Regulation. [read post]
