Search for: "Department of Professional and Financial Regulation"
Results 161 - 180
of 2,767
Sorted by Relevance
|
Sort by Date
26 Sep 2023, 4:00 am
The post Five Legal Ethics and Regulation Considerations When Starting a New Practice appeared first on Slaw. [read post]
5 Oct 2007, 2:55 pm
The Florida Office of Financial Regulation and the Florida Department of Law Enforcement are investigating Michael O. [read post]
23 Mar 2018, 9:47 am
The DOL’s rule, promulgated in April 2016, consisted of a package of seven interrelated rules, and it sparked controversy by redefining how brokers and other financial professionals serve consumers. [read post]
17 Nov 2021, 8:31 am
The Financial Industry Regulatory Authority (FINRA). [read post]
6 Jan 2021, 4:00 am
Unlike the lawyers, the financial and family professionals are neutral, jointly retained by both parties. [read post]
28 Feb 2012, 2:13 pm
Bankers, lawyers, regulators, government officials, and other financial professionals met to discuss what they perceive as an ongoing battle against money laundering. [read post]
20 Aug 2011, 5:46 pm
First Choice Bank, Geneva, Illinois, was closed today by the Illinois Department of Financial and Professional Regulation—Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. [read post]
1 Jul 2010, 3:27 pm
Two years ago today, the Illinois Department of Financial and Professional Regulation initiated the Illinois Anti-Predatory Lending Database (IAPLD) project. [read post]
16 Mar 2018, 12:06 pm
Fotheringhame was fired after a $150 million settlement occurred between Barclays and the Department of Financial Services (DFS), the banking regulator for New York. [read post]
2 Jun 2010, 8:30 am
It could be that the financial professionals are winning, and the laity - the pensions funds and insurance companies that get suckered by them - are losing. [read post]
5 Nov 2010, 3:48 pm
The Florida Department of Business & Professional Regulation – Division of Hotels and Restaurants is the state agency with regulatory oversight of Florida hotels. [read post]
18 Feb 2020, 2:00 am
As new benefits options proliferate, so will benefits regulations. [read post]
9 May 2023, 5:16 am
Department of Justice’s Antitrust Division.) [read post]
9 Feb 2023, 7:12 am
Other Financial and Professional Services Prohibitions: Finally, the US, UK, and EU have sought to restrict how their own citizens may provide financial services to Russian entities. [read post]
17 Feb 2022, 2:07 am
Continuing with the onboarding process as an example, HR professionals can build their own workflows, creating automatic notifications and approval points involving multiple colleagues inside or outside the department. [read post]
17 Dec 2013, 9:00 am
The Rethinking Regulation program is built on a multi-disciplinary community comprised of faculty members and graduate/professional students from many academic departments and professional schools at Duke, UNC-Chapel Hill, and North Carolina State University. [read post]
2 Dec 2014, 7:12 am
The Department of Labor expects to issue a proposed regulation in February 2015 that will reflect President Obama’s directive to modernize and streamline FLSA regulations for executive, administrative, and professional employees, according the DOL’s Fall 2014 Agency Rule List. [read post]
26 Nov 2014, 9:22 am
The Department of Labor expects to issue a proposed regulation in February 2015 that will reflect President Obama’s directive to modernize and streamline FLSA regulations for executive, administrative, and professional employees, according to the DOL’s Fall 2014 Agency Rule List. [read post]
11 Jan 2023, 1:54 pm
So the threat of financial responsibility for their drivers hurting or even killing someone tends to make companies vet their employees closely. [read post]
7 Sep 2007, 12:16 am
These regulations require big compliance efforts, and they are putting a big burden on IT departments. [read post]
