Search for: "Department of Professional and Financial Regulation"
Results 161 - 180
of 2,778
Sort by Relevance
|
Sort by Date
25 Oct 2023, 7:17 pm
The term includes a for-profit corporation, nonprofit corporation, and professional corporation. [read post]
24 Oct 2023, 9:01 pm
From Congress to law enforcement to the courts, these levels are at, or below, historic lows.[2] Studies also show that only a small percentage of Americans have any significant level of confidence in banks, technology companies, or big business.[3] Regardless of whether you are a regulator, financial professional, or an attorney who counsels large entities, you should all be concerned. [read post]
19 Oct 2023, 11:55 am
LPL Financial LLC (2023) 91 Cal. [read post]
19 Oct 2023, 5:19 am
Notably, there is no indication in the request that the bonus payments would be based solely on the professional component of services personally performed by the physicians; the measurement of profit per physician would be expected to include the technical component of the procedures. [read post]
18 Oct 2023, 7:43 am
In a report published in February 2021, FINRA noted a rise in cyber-related incidents, notably involving scammers fabricating websites that falsely represent real industry professionals, who are entirely unrelated to these counterfeit sites, by using their names and professional information. [read post]
17 Oct 2023, 3:23 pm
Department of the Treasury, IRS Release Guidance on Provisions to Expand Reach of Clean Energy Tax Credits Through President Biden’s Investing in America Agenda. [read post]
17 Oct 2023, 8:00 am
Your well-being and financial recovery are our top priorities. [read post]
16 Oct 2023, 6:19 am
The firm is looking for a: “Risk and Compliance Attorney” — Wiley, a leading DC law firm, is seeking a Risk and Compliance Attorney to join the Risk Management Department. [read post]
12 Oct 2023, 9:05 pm
Lastly, Kwan and Fu advocated for a balanced approach to restrict the sale of hidden cameras to specific professional groups, including journalists, who have a public duty to inform. [read post]
9 Oct 2023, 9:45 pm
Attorneys in OGC-Region X provide legal advice and litigation support to the Department in complex matters requiring extensive research and sophisticated analysis of administrative law, judicial decisions, and statutes and regulations. [read post]
8 Oct 2023, 9:32 pm
Department of Labor, state departments of labor, and state attorneys general can take legal action on behalf of workers to recover unpaid wages. [read post]
7 Oct 2023, 3:00 am
The idea of transitioning to this role was enticing; donning professional attire daily, driving a sleek car, receiving gratitude from clients I assisted during challenging times, and, of course, the financial rewards. [read post]
3 Oct 2023, 2:58 pm
Consult your professional advisor regarding your particular facts and circumstance. [read post]
3 Oct 2023, 11:25 am
Department of Justice. [read post]
2 Oct 2023, 1:51 am
The Financial Times, Computer Weekly and Privacy International have more information. [read post]
30 Sep 2023, 1:40 am
My final roles at the Department of Justice were heavily focused on national security issues. [read post]
29 Sep 2023, 10:20 pm
Others suggest that regulators should look to foreign jurisdictions for guidance. [read post]
29 Sep 2023, 4:00 am
The firm set up a task force with professionals who have experience with government shutdowns to monitor developments. [read post]
28 Sep 2023, 9:02 pm
Department of Treasury, summarized recent research on regulatory uncertainty about future banking and finance regulations. [read post]
26 Sep 2023, 4:00 am
The post Five Legal Ethics and Regulation Considerations When Starting a New Practice appeared first on Slaw. [read post]
