Search for: "Depository Trust Company"
Results 21 - 40
of 214
Sorted by Relevance
|
Sort by Date
17 Apr 2012, 7:22 am
As we know Depository Trust Company (DTC) controls which companies will be permitted to use their services which permit electronic trading of stocks rather than issuance and reissuance of stock certificates. [read post]
9 Jul 2015, 9:24 am
According to the bill’s safety and soundness provision, no federally insured depository institution may be an affiliate of, or be in common ownership or control with, or qualify as, an insurance company, securities entity, or swaps entity. [read post]
8 Jan 2010, 8:00 pm
The Act governs NVs (‘public limited liability company’) and BVs (‘private limited liability company’). [read post]
13 Mar 2018, 7:18 am
By Porter Wright One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
13 Mar 2018, 7:18 am
By Mark Koogler One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
13 Mar 2018, 7:18 am
By Mark Koogler One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
30 Mar 2010, 5:00 am
In such a case, each trust, estate or account is a distinct holder of record for purposes of Sections 12(g) and 15(d). [read post]
12 Oct 2007, 12:51 am
Article 3 (Legal Status) (1) A real estate investment company shall be a stock company [read post]
14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
27 Sep 2018, 12:38 pm
In 2016, Nasdaq and the Nasdaq-operated Estonia central securities depository developed a web-based user interface for stockholders of companies listed on Nasdaq Tallin. [read post]
18 Dec 2015, 12:12 pm
The final rule also issued a temporary exclusion from Regulation Q for savings and loan holding companies that are trusts and depository institution holding companies that are employee stock ownership plans – until the Board can propose appropriate rules for such entities. [read post]
16 Oct 2010, 8:41 am
However, funeral homes often use both trust and insurance, and often multiple insurance companies and multiple trusts (Pre-88, Post-88, New Law, Old Law, my trust, state association trust, etc). [read post]
19 Mar 2010, 2:22 pm
The term “clearing agency” is defined in the Act as a person or company that, (a) acts as an intermediary in paying funds or delivering securities, or both, in connection with trades and other transactions in securities, (b) provides centralized facilities for the clearing of trades and other transactions in securities, including facilities for comparing data respecting the terms of settlement of a trade or transaction, or (c) provides centralized facilities as a… [read post]
22 Mar 2018, 7:29 am
An industry player—Gemini Trust Company. [read post]
27 Jul 2008, 11:30 pm
Historically, preneed laws have restricted preneed trust expenses to the fee that was typically charged by banks or trust companies for estate planning business. [read post]
26 Nov 2007, 5:15 am
They in turn place the shares with the Depository Trust Corporation, or DTC. [read post]
22 Jun 2009, 10:20 am
” The white paper specifically targets the limited supervision afforded to holding companies of thrifts, industrial loan companies, credit card banks, trust companies and grandfathered depository institutions, which are not subject to the BHC Act. [read post]
30 Sep 2008, 8:04 pm
(3) The written agreement provided pursuant to this subdivision includes, but is not limited to, the name and address of the bonding companies, the amount of the bonds, and the expiration dates of the bonds [read post]
26 Sep 2014, 7:11 pm
The group, which includes Broadridge Financial Solutions, Depository Trust Co., Investment Company Institute and others, released a report on the work it has done to improve the back-office “plumbing” in the proxy voting system. [read post]
28 Dec 2013, 7:01 pm
A number of community banking organizations have expressed concern that the Final Rule conflicts with the congressional determination under section 171(b)(4)(C) of the Dodd-Frank Act to grandfather TruPS issued before May 19, 2010, by depository institution holding companies with total consolidated assets of less than $15 billion as of December 31, 2009; and by organizations that were mutual holding companies on May 19, 2010, for purposes of calculating Tier 1 regulatory… [read post]
