Search for: "Depository Trust Company"
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10 Nov 2020, 11:27 am
Wyoming recently awarded its second special-purpose depository institution (SPDI) charter to Avanti Bank. [read post]
5 Apr 2011, 5:31 am
KBR argued that RTS is not a record holder, because it is an investment adviser and is not a participant in the Depository Trust Co. [read post]
7 May 2018, 10:25 pm
Factual BackgroundSix Delaware statutory trusts, identified as National Collegiate Student Loan Trusts 2003-1, 2004-1, 2004-2, 2005-1, 2005-2, and 2005-3 (the "Issuers" or the "Trusts"), were created between 2003 and 2005 to acquire pools of student loans, facilitate the issuance and sale of notes (the "Notes") backed by the private student loans (the "Loans") to investors (the "Noteholders"), and provide for the servicing… [read post]
8 Mar 2010, 5:00 am
In public companies, these shares are typically held by brokers (and sometimes banks) who then place them into a central depository (The Depository Trust & Clearing Corporation or DTC). [read post]
28 Feb 2023, 9:24 am
” The SEC acknowledged that Gemini was registered with the New York State Department of Financial Services (“NYDFS”) as a limited purpose trust company, but asserted that NYDFS did not have oversight over Genesis, the alleged issuer of the securities. [read post]
2 Feb 2023, 9:01 am
” The SEC acknowledged that Gemini was registered with the New York State Department of Financial Services (“NYDFS”) as a limited purpose trust company, but asserted that NYDFS did not have oversight over Genesis, the alleged issuer of the securities. [read post]
17 Oct 2018, 6:19 am
In the typical case of “street name” registration, Cede & Co., as nominee for the Depository Trust Company (“DTC”), is listed on the issuer’s records as the holder of record of most of the issuer’s shares. [read post]
8 Jul 2010, 6:21 am
The Collins Amendment, originally drafted by the FDIC staff and reflecting views held by Chairwoman Bair, imposes, over time, the leverage and risk-based standards currently applicable to U.S. insured depository institutions on U.S. bank holding companies, including U.S. intermediate holding companies of foreign banking organizations, thrift holding companies and systemically important nonbank financial companies. [read post]
30 Mar 2012, 12:15 pm
Shares held in “street name” by the Depository Trust Company will continue to be calculated by reference to the number of DTC participants through which shares are held, consistent with current SEC guidance, rather than the number of underlying beneficial owners. [read post]
25 Apr 2010, 5:00 am
” Chevedden, like most owners, held his shares in a street name account, with the shares deposited in Cede & Co., the depository operated by Depository Trust Company. [read post]
21 Dec 2012, 3:04 am
However, differences of view stalled the establishment of an international depository for seeds. [read post]
22 Sep 2020, 7:13 am
The company, which plans to operate under the name “Avanti Bank & Trust,” has publicly announced that Wyoming accepted its application as complete on July 15, 2020, and the company expects to be open for banking business as early as October 2020. [read post]
28 Jun 2007, 9:50 pm
Insider Post Myron Wentz stock street name dr wentz took 45,425 shares from account ending in 088 and placed it at cannacord adams and put it in street name. no crime but check to see if it was sold without the form. it is at least pledged and is in a dta depository trust company. now that account has 80,425. the account ending in 130 with 4,509,470 shares is broken down in four five hundred thousand certificates and one for two million five hinder four thousand seven… [read post]
22 Jul 2007, 8:39 pm
The Colorado State Bank Board agreed to a four-part transaction that will effectively convert First Data's industrial bank, First Financial Bank, into a non-depository trust called First Data Trust Co. [read post]
6 Sep 2018, 6:39 am
BNY, the common depository agent, held the shares on trust for the account holders with Clearstream, which is the central securities depository (“CSD”) subsidiary of Deutsche Börse, where DNick was listed. [read post]
6 May 2019, 11:49 am
” The court also noted (1) that the NBA contains two references to deposit-taking in addition to the powers clause, (2) New York’s experience with banking at the time the NBA was enacted, (3) the fact that the NBA has never previously chartered a non-depository entity on the basis of the NBA’s “business of banking” clause, and (4) the fact that Congress expressly authorized non-depository national bank trust companies and… [read post]
3 Apr 2018, 6:50 am
(File No. 2017-CFPB-0018) (not a credit union or depository institution). [read post]
8 Jan 2009, 4:49 pm
After all, such instances shatter investor trust in Indian companies, and more so in the software sector, which is a flag-bearer of Indian industry. [read post]
16 May 2019, 8:26 am
If the property is held in trust, the trust instrument will indicate who gets the property upon the death of the settler, or the trust creator. [read post]
24 Sep 2009, 10:14 am
The SEC did request records from the Depository Trust Company (DTC) (an independent third party), but the record request was made to Madoff. [read post]
