Search for: "Depository Trust Company"
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10 Nov 2020, 11:27 am
Wyoming recently awarded its second special-purpose depository institution (SPDI) charter to Avanti Bank. [read post]
22 Sep 2020, 7:13 am
The company, which plans to operate under the name “Avanti Bank & Trust,” has publicly announced that Wyoming accepted its application as complete on July 15, 2020, and the company expects to be open for banking business as early as October 2020. [read post]
15 Sep 2020, 12:50 pm
The banks subject to this new rule include state-chartered, non-depository trust companies; non-federally insured credit unions; private banks; and other non-federally regulated banks. [read post]
20 Jul 2020, 10:41 am
Nina Neer, director of Technology Operational Risk Management at Credit Suisse, and Jason Harrell, head of Business and Government Cybersecurity Partnerships at The Depository Trust & Clearing Corporation discussed these issues and provided actionable advice for addressing risks associated with a work-from-home setting. [read post]
24 Apr 2020, 4:24 pm
In particular, we underscore the following: Eligibility for Hedge Funds, Private Equity Firms and Portfolio Companies of Private Equity Firms. [read post]
16 Apr 2020, 4:55 am
Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
6 Apr 2020, 8:37 pm
For initial filings and renewal filings (with electronic payment) relating to mutual funds, closed-end funds, unit investment trusts and face-amount certificate companies, e-mail a copy of the Form NF to: (1) dob.sec-reg@ct.gov; and (2) dob.ar@ct.gov. [read post]
24 Jan 2020, 10:34 am
ADRs are U.S. securities that represent foreign shares of a foreign company and require a corresponding number of foreign shares to be held in custody at a depository bank. [read post]
31 Dec 2019, 8:13 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
30 Oct 2019, 8:38 am
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
28 Oct 2019, 11:44 am
Proposition 9 would exempt precious metals held in depositories from the tangible personal property tax. [read post]
27 Aug 2019, 9:41 pm
Limited liability is a characteristic of modern corporations, as well as limited liability companies and limited partnerships and trusts (beneficiaries are not personally liable for the trust’s liabilities). [read post]
25 Jul 2019, 11:47 am
Commodity Futures Trading Commission (CFTC) in a trial involving a fraudulent precious metals scheme allegedly perpetrated by Robert Escobio of Miami, Florida, reportedly through his companies Southern Trust Metals, Inc. and Loreley Overseas Corporation. [read post]
23 Jul 2019, 4:30 pm
John Reed Stark In the following guest post, John Reed Stark takes a closer look at President Donald Trump’s recent Twitter tirade against cryptocurrency and lays out a roadmap for the President to follow if his administration were to crack down on cryptocurrency. [read post]
17 Jul 2019, 6:55 am
Representatives from depository institutions, federal and state government agencies, a federal task force, money transmitters, third-party service providers, and technology companies attended the session. [read post]
29 May 2019, 5:06 pm
Insurer Beazley Group in its May 2019 Beazley Breach Insights Report (BBR) claims its clients have reported twice the number of ransomware cyberattacks in the first quarter of 2019 as they did last year, with hackers targeting bigger companies and demanding bigger ransoms than ever before. [read post]
16 May 2019, 8:26 am
If the property is held in trust, the trust instrument will indicate who gets the property upon the death of the settler, or the trust creator. [read post]
6 May 2019, 11:49 am
” The court also noted (1) that the NBA contains two references to deposit-taking in addition to the powers clause, (2) New York’s experience with banking at the time the NBA was enacted, (3) the fact that the NBA has never previously chartered a non-depository entity on the basis of the NBA’s “business of banking” clause, and (4) the fact that Congress expressly authorized non-depository national bank trust companies and… [read post]
9 Jan 2019, 4:31 pm
§69.031(1) reads as follows:(1) When it is expedient in the judgment of any court having jurisdiction of any estate in process of administration by any guardian, curator, executor, administrator, trustee, receiver, or other officer, because the size of the bond required of the officer is burdensome or for other cause, the court may order part or all of the personal assets of the estate placed with a bank, trust company, or savings and loan association (which savings and loan… [read post]
2 Jan 2019, 2:55 pm
Patterson, Jr., Trustee of the Deborah Patterson Howard Trust. [read post]
