Search for: "Depository Trust Company"
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23 Jul 2018, 12:43 pm
Funeral homes use one of three types of preneed investment vehicles: insurance, trusts and depository accounts. [read post]
9 Mar 2009, 12:00 pm
Donahue, Chairman & CEODaniel Hobson, Director of Diversity, The Depository Trust & Clearing Corporationand Gail Gaines, Principal, The Essence School Lisa Belzberg, Principal, Leeds Equity PartnersE. [read post]
8 Dec 2021, 8:47 am
In some Florida counties there’s a blanket policy requiring the deposit of all liquid assets in a restricted depository account. [read post]
20 Oct 2010, 7:37 am
The most suspect of the funding methods contracts is the depository (or self administered) account. [read post]
6 Nov 2011, 7:04 am
But one of the responsibilities of the intermediary is to outsource the cash management responsibilities to qualified third-party custodians such as broker-dealers or insured depository institutions, which was a concern that Congress had as the legislation moved through committee, who is holding the money and can they be trusted, and will they release the money at the right time. [read post]
4 Aug 2010, 10:10 am
Specifically, the bill would provide that: "(a) A nonattorney surrogacy facilitator shall direct the client to deposit all client funds into either of the following: (1) An independent, bonded escrow depository maintained by a licensed, independent, bonded escrow company. (2) A trust account maintained by an attorney. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
13 May 2011, 10:36 am
It is common to hear a regulator characterize the preneed trust as a depository account or to express the belief the industry would be better off if preneed funding were left to the insurance companies. [read post]
15 Aug 2023, 5:56 am
AMC’s retail stockholder base “has a reputation for their online activity,” and the company published notice on its website, on what was then Twitter, via a Form 8-K, over PR Newswire, and on Depository Trust Company’s Legal Notice System. [read post]
13 Jun 2010, 10:05 pm
Brost, Sorenson and the other defendants are alleged to have concealed the fact that the companies, Syndicated Gold Depository (SGD) and Merendon Mining Corp., Ltd., were actually shell companies which the defendants owned or controlled. [read post]
13 Jun 2010, 10:05 pm
Brost, Sorenson and the other defendants are alleged to have concealed the fact that the companies, Syndicated Gold Depository (SGD) and Merendon Mining Corp., Ltd., were actually shell companies which the defendants owned or controlled. [read post]
States’ Lawsuit Over OCC Authority to Create New Charter Creates Bumps in the Road for Fintech Firms
8 May 2017, 2:02 pm
By contrast, Congress has specifically authorized certain special-purpose national banks by statute, including non-depository trust banks authorized by the Competitive Equality Banking Act of 1987 (CEBA). [read post]
2 Jan 2019, 2:55 pm
Patterson, Jr., Trustee of the Deborah Patterson Howard Trust. [read post]
12 Apr 2009, 5:46 am
Rule 145.06(b) requires that the company issuing the structured settlement be: Licensed to do business in Minnesota Possess an A.M. [read post]
25 Jul 2019, 11:47 am
Commodity Futures Trading Commission (CFTC) in a trial involving a fraudulent precious metals scheme allegedly perpetrated by Robert Escobio of Miami, Florida, reportedly through his companies Southern Trust Metals, Inc. and Loreley Overseas Corporation. [read post]
17 May 2010, 7:42 am
Depository Trust (download here), provides some much needed guidance on what rises to the level of an action that an employee can claim retaliation for. [read post]
11 Jul 2018, 3:30 am
Shares now typically reside at the Depository Trust & Clearing Corporation (DTCC), with legal title held by a subsidiary called Cede & Company, which appears as the record holder of the stock in corporate stockholder lists. [read post]
28 Apr 2009, 6:00 am
Considine, a former chief executive of the Depository Trust and Clearing Corporation and a former banking regulator, now chairwoman of the Butterfield Fulcrum Group in Bermuda, a firm that provides administrative support to hedge funds. [read post]
15 Apr 2024, 9:01 pm
Its business model is to provide banking services to crypto-asset companies. [read post]
8 May 2012, 5:00 am
(n) Other Sources: Form PF Adopting Release (.pdf) Private Fund Reporting Depository Form PF and Investor Representations in Subscription Agreements in Compliance Avenue Real Estate Funds and Form PF [read post]
