Search for: "Depository Trust Company"
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31 Aug 2011, 7:50 am
If the funeral home used joint accounts, the State Board wants a copy of the current bank statements for the certificates of deposits and depository accounts. [read post]
12 Mar 2010, 10:50 am
Chevedden later – more than 14 days after the deficiency notice – gave Apache a letter from Northern Trust, RTS’ custodian participant in the Depository Trust Company (DTC), the registered holder of the shares in question. [read post]
24 Feb 2022, 1:39 pm
" (Biden imposes additional sanctions on Russia: 'Putin chose this war')Included were the following:Pix Credit: Video of Address--Severing the connection to the U.S. financial system for Russia’s largest financial institution, Sberbank, --Full blocking sanctions on Russia’s second largest financial institution, VTB Bank (VTB) --Full blocking sanctions on three other major Russian financial institutions: --New debt and equity restrictions on thirteen of the most critical… [read post]
4 Feb 2013, 6:00 am
Covered FFIs: clarified and scope limited; non-professionally managed passive entities now are non-financial foreign entities (NFFEs), not FFIs; clarification of scope of depository institutions, insurance companies and investment funds. [read post]
16 Nov 2007, 5:38 am
In fact isn't one of the benefits of creating a trust is that the Court approving the creation of the trust mitigates the need to make "return trips" [read post]
23 Dec 2011, 8:00 am
Department of Energy is considering using East Coast granite formations as nuclear waste depositories. [read post]
15 Sep 2020, 12:50 pm
The banks subject to this new rule include state-chartered, non-depository trust companies; non-federally insured credit unions; private banks; and other non-federally regulated banks. [read post]
14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
19 Jul 2012, 11:53 am
The authority to designate financial market utilities is an important component of the Dodd-Frank Act and is one of a number of tools now available to constrain risk and help protect against future financial crises.The designated financial market utilities are: The Clearing House Payments Company, L.L.C., on the basis of its role as operator of the Clearing House Interbank Payments System; CLS Bank International; Chicago Mercantile Exchange, Inc.; Depository… [read post]
22 Apr 2024, 8:01 am
Under the bill, state non-depository trust companies may issue up to $10 billion in payment stablecoins, whereas state or federally chartered deposit institutions may do so without limit, subject to the condition that existing institutions charter a separate banking entity to act as the payment stablecoin issuer. [read post]
24 Aug 2009, 11:15 am
Wright, a church secretary from Whitestown, Indiana, lost thousands of dollars in a bond fund formerly managed by Morgan Keegan & Company. [read post]
20 Aug 2007, 1:00 am
In a Texas suit for divorce a court may grant a divorce in favor of one spouse if during the marriage the other spouse has been convicted of a felony.A person convicted of any criminal offense involving dishonesty or a breach of trust may not become, or continue, as an institution-related party with respect to a federally insured depository institution, own or control an insured depository institution, or otherwise participate in the conduct of the affairs of such an… [read post]
5 Mar 2010, 9:05 am
The Office of Financial Regulation is charged with safeguarding private financial interests of the public through licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies in Florida. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
1 Aug 2017, 7:22 am
(F) In the case of a trustee of a trust, a certification of trust pursuant to Section 18100.5 of the Probate Code. [read post]
19 Oct 2012, 1:00 am
Either Iowans and Midwesterners are a pretty trusting group or I have perfected the art of seeming trustworthy over the phone, or perhaps a little of both! [read post]
21 Mar 2024, 1:16 pm
However, the definition of a “transferee entity” excludes certain highly-regulated entities, including U.S. governmental authorities, securities reporting issuers, certain banks, credit unions, depository institution holding companies, money service businesses, brokers or dealers in securities, securities exchange or clearing agencies, other Exchange Act registered entities, insurance companies, state-licensed insurance producers, Commodity Exchange Act… [read post]
23 Oct 2012, 2:00 am
At the beginning of the 2012 shareholder proposal season, the Staff issued Staff Legal Bulletin No. 14F (Oct. 18, 2011) (“SLB 14F”), which states that “only [Depository Trust Company ('DTC')] participants should be viewed as ‘record’ holders of securities that are deposited at DTC. [read post]
20 Jul 2020, 10:41 am
Nina Neer, director of Technology Operational Risk Management at Credit Suisse, and Jason Harrell, head of Business and Government Cybersecurity Partnerships at The Depository Trust & Clearing Corporation discussed these issues and provided actionable advice for addressing risks associated with a work-from-home setting. [read post]
20 May 2015, 6:51 am
Garcia, testifying for the Financial Services Sector Coordinating Council, had explained in his prepared remarks that this software is a joint venture between the Financial Services Information Sharing and Analysis Center (FS-ISAC) and the Depository Trust and Clearing Corporation that allows for automated threat sharing within the financial services industry. [read post]
