Search for: "Depository Trust and Clearing Corporation"
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15 Apr 2024, 9:01 pm
Custodia has a Special Purpose Depository Institution (SPDI) charter from the State of Wyoming that allows it to take deposits but does not require it to obtain insurance from the Federal Deposit Insurance Corporation (FDIC). [read post]
31 Mar 2024, 9:01 pm
Interestingly, with the US$50 billion asset threshold among the list of indicators, the OCC is making it clear that US$50 billion in total consolidated assets is a significant factor that could result in a delay in action on an application. [read post]
21 Mar 2024, 1:16 pm
A “transferee entity” may be a corporation, partnership, estate, association, or limited liability company. [read post]
18 Dec 2023, 2:48 pm
., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
5 Dec 2023, 9:05 pm
., the nominee of the Depository Trust Company, and its books will show transfers from one broker to another. [read post]
26 Oct 2023, 10:57 pm
ASIC issues new legislative instruments for financial resource requirements and platforms On 7 September 2023, ASIC announced that it had issued two new legislative instruments relating to financial requirements: ASIC Corporations (Financial Requirements for Responsible Entities, IDPS Operators and Corporate Directors of Retail CCIVs) Instrument 2023/647; and ASIC Corporations (Financial Requirements for Custodial or Depository Service Providers) Instrument… [read post]
19 Jul 2023, 9:42 am
Saluzzi cited as an example of that conflict two data products offered by Depository Trust & Clearing Corporation (DTCC) that could potentially be used as inputs for computerized trading strategies. [read post]
14 Mar 2023, 6:01 pm
Deposits versus other financial products Various deposit account sweep products offered by depository institutions have terms that differ dramatically from product to product. [read post]
30 Oct 2022, 9:00 pm
This Article argues that open-access and interoperability requirements helped the Depository Trust & Clearing Corporation monopolize U.S. securities clearing and depository markets. [read post]
26 May 2022, 12:09 pm
The intent to withhold the authority to vest is clear from IEEPA’s legislative history. [read post]
11 May 2022, 9:01 pm
These rules require such transaction data to be reported to a security-based swap data depository, and thus be available to the SEC. [read post]
4 Apr 2022, 9:01 pm
If a company builds a crypto market that protects investors and meets the gold standard of our market regulations, then customers will be more likely to trust and have greater confidence in that market. [read post]
8 Dec 2021, 8:47 am
The emphasized language makes it clear and unambiguous that a blanket policy providing for a depository to be used in all probate cases is improper. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
2 Aug 2021, 9:03 pm
The New York Federal Reserve publishes SOFR each day based on data it receives from independent third-parties, such as the Depository Trust & Clearing Corporation. [read post]
27 Jul 2021, 6:37 am
Today, a single firm—the National Securities Clearing Corporation (NSCC)—is the only remaining clearinghouse, while another—the Depository Trust Corporation (DTC)—is the only remaining depository. [read post]
28 Jun 2021, 3:15 pm
To be clear, lawsuits identified as being tied to, say, 2010 IPOs were not necessarily filed in 2010. [read post]
26 Apr 2021, 9:05 pm
” The Depository Trust & Clearing Corporation (DTCC) stands at the center of most securities transactions in the U.S. securities markets. [read post]
10 Mar 2021, 4:35 pm
Consistent with this approach, the Depository Trust and Clearing Corporation released a white paper analyzing the benefits and costs to moving to T+1, which could be accomplished utilizing distributed ledger technology and other emerging technologies. [read post]
22 Dec 2020, 9:43 am
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]
