Search for: "Depository Trust and Clearing Corporation"
Results 61 - 80
of 84
Sort by Relevance
|
Sort by Date
11 Jan 2011, 8:36 am
The total value of CDSs written on California grew 35% in the last year, according to Depository Trust & Clearing Corp., but on a net basis—reflecting the actual exposure once buy and sell contracts have been offset—declined 5.8%. [read post]
5 Oct 2010, 1:38 am
Haven Trust Bancorp was the parent corporation for Haven Trust Bank, a Duluth, Georgia failed bank of which the FDIC took control on December 12, 2008. [read post]
25 Jun 2010, 9:22 am
The legislation provides for major corporate governance reforms, such as shareholder advisory votes on executive compensation and golden parachutes. [read post]
22 Jun 2010, 12:41 pm
United States (09-1012) Issues (partly overlapping among the petitions): (1) Whether a group of corporations can constitute an association-in-fact enterprise under RICO; (2) whether a corporation can be found to have the necessary specific intent to defraud in a RICO case without evidence that any particular individual in the corporation had such specific intent; (3) whether 18 U.S.C. [read post]
16 Jun 2010, 3:00 am
Depository Trust & Clearing Corp., No. 08-5013-cv (2d Cir. [read post]
7 Jun 2010, 11:54 am
Non-traded REITs such as Behringer Harvard REIT I, Behringer Harvard Opportunity, Wells Real Estate Investment Trust II, Inland America Real Estate Trust and Inland Western Retail Real Estate Trust may become more transparent thanks to a new platform under development by the Depository Trust and Clearing Corporation (DTCC). [read post]
21 May 2010, 4:38 am
The line of credit has not been increased since SIPA was enacted in 1970, and an increase is necessary to provide the Securities Investor Protection Corporation with sufficient resources in the event of the failure of a large broker-dealer. [read post]
5 May 2010, 7:41 am
Municipal CDS are documented by the Depository Trust and Clearing Corp., which settles derivatives trades. [read post]
30 Apr 2010, 12:47 pm
Chevedden originally argued that Rule 14a-8(b)(2) was satisfied by a letter from RAM Trust Services (RTS), his "introducing broker," while Apache asserted that Chevedden was required to obtain a confirming letter from the Depository Trust & Clearing Corp. [read post]
20 Mar 2010, 7:31 am
Thus, a combined reading of the long cause tile and the definition given under the Section 3 of the Securities and Exchange Board of India Act, 1992 makes it clear that the Securities Exchange Board of India is a “body corporate having perpetual succession, common seal to protect the interests of investors in securities and to promote the development of and to regulate the securities market and for the matters connected therewith or incidental thereto”. [read post]
19 Mar 2010, 2:22 pm
The staff notice states that generally, staff recommend that a clearing agency that performs certain key functions or provides certain facilities, such as central depository, central counterparty, multilateral netting and/or guarantor functions, be recognized and subject to the OSC’s full clearing agency regulation and oversight as discussed in the notice. [read post]
11 Mar 2010, 9:02 am
Judge Rosenthal wrote that the staff position in Hain Celestial was more consistent with the text of Rule 14a-8(b)(2) than the restrictive position Apache advanced, that the rule required confirming letters from the Depository Trust Company or Cede & Co. [read post]
8 Mar 2010, 5:00 am
In public companies, these shares are typically held by brokers (and sometimes banks) who then place them into a central depository (The Depository Trust & Clearing Corporation or DTC). [read post]
26 Feb 2010, 9:53 am
The problem at its root may be that the current rules against naked short selling are both inadequate and impossible to enforce.In a July 22 letter to the SEC Chair, Senators Kaufman and Isakson, and five other senators, suggested a pilot program as proposed by the Depository Trust & Clearing Corporation (DTCC) to prohibit short sales that do not first acquire a hard locate. [read post]
4 Nov 2009, 2:52 pm
Recommendation 28: The Office of Compliance Inspections and Examinations examination staff should be required to verify a test sample of trading or balance data with counterparties and other independent third parties such as Financial Industry Regulatory Authority, Depository Trust Company, or National Securities Clearing Corporation whenever there are specific allegations of fraud involved in an examination. [read post]
6 Aug 2009, 7:04 am
" The Depository Trust & Clearing Corporation (the parent company of the NSCC and DTC), meanwhile, is prepared to "immediately begin processing membership applications of Canadian firms who wish to become members of its NSCC and DTC subsidiaries and who meet the membership criteria. [read post]
18 Jun 2009, 1:30 pm
NYSE Euronext and The Depository Trust & Clearing Corporation today agreed to create a joint venture for clearing U.S. fixed income derivatives. [read post]
12 May 2009, 1:17 pm
According to the article, the Depository Trust & Clearing Corporation submits that creditors which hold $34 billion in credit default swaps will "make a net profit of $2.4bn if GM were to default. [read post]
28 Apr 2009, 6:00 am
Considine, a former chief executive of the Depository Trust and Clearing Corporation and a former banking regulator, now chairwoman of the Butterfield Fulcrum Group in Bermuda, a firm that provides administrative support to hedge funds. [read post]
9 Mar 2009, 12:00 pm
Donahue, Chairman & CEODaniel Hobson, Director of Diversity, The Depository Trust & Clearing Corporationand Gail Gaines, Principal, The Essence School Lisa Belzberg, Principal, Leeds Equity PartnersE. [read post]
