Search for: "Deutsche Bank Securities Inc. "
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30 Oct 2019, 1:07 pm
Deutsche Bank Securities Inc., the FDIC, acting as receiver for Guaranty Bank, brought claims against the defendant bank under the TSA stemming from the sale of residential mortgage-backed securities prior to the financial crisis. [read post]
4 Mar 2022, 10:21 am
FINRA Arbitrators Award Over $2 Million In Disputed Customer Transfer and Asset Purchase Agreement (BrokeAndBroker.com Blog)Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (SEC Release)SEC Obtains Final Judgment Against Operator of Fraudulent Digital Asset Trading Fund (SEC Release)FINRA Fines Deutsche… [read post]
15 Aug 2016, 12:16 pm
On August 11, 2016, the First Department of the Appellate Division of the Supreme Court of the State of New York affirmed dismissal of an action brought by Deutsche Bank National Trust Company, as RMBS Trustee, against Quicken Loans, Inc. [read post]
29 Sep 2010, 10:05 am
Deutsche Bank National Trust Company, as Trustee (5D09-4035), the Fifth District affirmed the trial court's summary final judgment in favor of Deutsche Bank. [read post]
27 Aug 2004, 7:59 am
According to the Sacramento Business Journal, Deutsche Bank Securities Inc. will pay $87.5 million to settle allegations of a conflict of interest between [read post]
6 Sep 2011, 9:37 am
On Friday September 2, the Federal Housing Finance Agency, as conservator for Fannie Mae and Freddie Mac, filed lawsuits in state and federal court in New York and Connecticut against 17 different financial institutions (including Bank of America, Citigroup, Credit Suisse, Deutsche Bank, Morgan Stanley and JP Morgan), certain of their officers and various underwriters, alleging violations of the federal securities laws and common law relating to the sale of… [read post]
1 Feb 2016, 11:44 am
The promissory note was secured by a mortgage on the property executed by both Holden and his wife in favor of Mortgage Electronic Registration Systems, Inc. [read post]
24 Dec 2019, 8:27 am
Morgan Securities LLC (CRD#:79) and Deutsche Bank Securities Inc. [read post]
13 Sep 2018, 9:27 am
His previous employers include Deutsche Bank Securities Inc. [read post]
5 Mar 2009, 12:06 pm
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets… [read post]
29 Jun 2015, 10:51 am
Mastroianni of the District of Massachusetts largely denied Massachusetts Mutual Life Insurance Company’s (“MassMutual”) motion for partial summary judgment seeking to preclude Deutsche Bank Securities Inc. [read post]
23 Jun 2014, 10:43 am
Home Equity Loan Trust Series 2006-SL2 against DB Structured Products, Inc., a Deutsche Bank Subsidiary, in New York state court. [read post]
5 May 2009, 11:17 am
Renato Negrin, a former portfolio manager at hedge fund investment adviser Millennium Partners L.P., and Jon-Paul Rorech, a salesman at Deutsche Bank Securities Inc., are charged with insider trading in credit default swaps of VNU N.V., an international holding company that owns Nielsen Media and other media businesses. [read post]
23 Aug 2012, 2:00 am
District Court Judge Susan Illston’s decision allowing a purchaser of auction rate securities to pursue claims under the California Corporations Code against Deutsche Bank Securities Inc. [read post]
6 Sep 2011, 12:17 pm
Deutsche Bank AG8. [read post]
29 Apr 2019, 12:55 pm
The defendants are Bank of America NA, Barclays Capital, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities, JPMorgan Securities, HSBS Bank Plc, HSBC Securities, JP Morgan Chase Bank, TD Securities, Nomura Securities International Inc., and Merrill Lynch, Pierce, Fenner & Smith. [read post]
4 Sep 2011, 2:05 pm
Deutsche Bank AG 8. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
24 Dec 2019, 8:44 am
His previous employers include Deutsche Bank Securities Inc. [read post]
2 Feb 2015, 7:01 am
FHLB originally filed the claims in the Superior Court of California, County of San Francisco in 2010 against Bank of America Corp., Credit Suisse Securities (USA) LLC, Countrywide Financial Inc., Deutsche Bank Securities, Inc. and other banks concerning 229 RMBS transactions. [read post]
