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24 Apr 2024, 12:16 pm by Destieny Burton
Earlier in March, the US Securities and Exchange Commission charged investment advisers Delphia (USA) Inc. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
17 Apr 2024, 7:05 am by Norman L. Eisen
During the 2016 election, she was one of the lead American Media, Inc. [read post]
7 Apr 2024, 9:05 pm by renholding
As Thomas Piketty has shown, returns to capital and to labor have been heavily skewed toward capital in recent decades due largely to legal and economic frameworks.[23] With respect to politics, one often hears that business should remain “neutral. [read post]
3 Apr 2024, 9:03 pm by renholding
It is driving broker-dealers to allocate significant capital to their crypto custody businesses or to avoid the business altogether. [read post]
3 Apr 2024, 9:01 pm by renholding
The “predatory inclusion” tactics that certain crypto entities are directing at Black, brown, and other marginalized communities are extremely troubling.[16] Here, I’m talking about the familiar (but so far unsupported) narratives that crypto will increase financial inclusion;[17] that it will uplift the unbanked or underbanked; and that it will help them build wealth and increase upward mobility. [read post]
29 Mar 2024, 6:00 am by Michelle
Pepper , determined that only “direct purchasers” can sue antitrust violators for damages, according to the order. [read post]
26 Mar 2024, 2:38 am by CMS
Following the decision of the House of Lords, in Macmillan Inc v. [read post]
23 Mar 2024, 5:31 am by Rob Robinson
Secure India Selects Reveal As Legal AI & eDiscovery Partner To Supercharge Capabilities Secure India, a leader in Cyber Intelligence, eDiscovery, and Digital Forensics solutions and services, today announced a landmark partnership with Reveal, the global provider of the premier AI-powered eDiscovery, review, and investigations platform. [read post]
6 Mar 2024, 9:01 pm by renholding
The Commission is a securities regulator without statutory authority or expertise to address political and social issues. [read post]
29 Feb 2024, 2:29 pm by Keith Szeliga and Emily Theriault
The previous four Cost Corner articles addressed the Cost Principles pertaining to the general criteria for determining the allowability of costs, direct and indirect costs, accounting for unallowable costs, and penalties for unallowable costs. [read post]