Search for: "Disciplinary Commission"
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20 Aug 2018, 5:00 am
The Commission concluded that this language meant the CBOE Board would exercise “plenary” or “de novo” review of disciplinary matters. [read post]
28 Oct 2011, 3:31 am
Schlitz also was served with disciplinary charges pursuant to Section 75. [read post]
11 Jan 2014, 6:45 pm
It also heard evidence of disciplinary practices that were allegedly harmful. [read post]
5 Nov 2023, 6:28 pm
In a recent disciplinary action by the Financial Industry Regulatory Authority (FINRA), Richard S. [read post]
28 Sep 2015, 3:34 am
A comprehensive series of reform proposals have been set forth in a recent report evaluating the New York State bar disciplinary system by the Commission on Statewide Attorney Discipline. [read post]
21 Nov 2015, 11:59 am
California's current Rules Revision Commission (RRC) is operating under a charter that prioritizes the drafting of a minimal set of disciplinary rules. [read post]
11 Apr 2023, 4:00 am
The following case out of New Orleans shows how a police officer’s appeal of disciplinary action can overturn the department’s actions. [read post]
7 Jan 2020, 7:32 am
The commission has the authority to impose civil penalties and can recommend disciplinary action, including impeachment. [read post]
26 Nov 2011, 9:29 am
" Here's a chart Grits compiled from data on p. 19:A total of 22 judges over this period resigned in lieu of disciplinary action by the commission, including 10 in FY 2010. [read post]
28 Apr 2017, 6:38 am
The Iowa Supreme Court In this disciplinary case, attorney Theodore Sporer appeals the findings and recommendations of the Iowa Supreme Court Grievance Commission recommending his law license be suspended for a period of six months. [read post]
16 Aug 2023, 1:14 pm
The closely-watched disciplinary case brought against a defeated candidate for judicial office has led to a reprimand by the Maryland Supreme Court This Attorney Grievance Commission of Maryland proceeding concerns the alleged professional misconduct of Marylin Pierre, the respondent and... [read post]
17 Mar 2014, 9:32 am
(March 14, 2014) Disciplinary Commission. [read post]
2 May 2017, 9:48 am
FINRA Broker Disciplinary Action Report: April 2017Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
4 Sep 2008, 9:21 pm
Crawford, a 5-page Per Curiam opinionThis matter is before the Court on the report of the hearing officer appointed by this Court to hear evidence on the Indiana Supreme Court Disciplinary Commission's "Verified Complaint for Disciplinary Action" in each of these cases and the post-hearing pleadings of the parties. [read post]
15 Jan 2020, 12:11 pm
The new Ethics Commission has the power to enforce the civil provisions of several governmental conduct and disclosure laws by imposing civil penalties and recommending disciplinary action, including impeachment. [read post]
11 Jul 2012, 4:59 am
” Many civil service commissions of political subdivisions of the State have adopted similar rules. [read post]
18 Sep 2017, 9:53 am
FINRA Broker Disciplinary Action Report September 2017Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
19 Dec 2019, 10:13 am
FINRA Broker Disciplinary Action Report: December 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
14 Aug 2012, 11:08 am
From a news release from the Indiana Courts:The Indiana Commission on Judicial Qualifications has filed disciplinary charges against St. [read post]
22 Jul 2011, 5:01 am
The Court also commented that Section 76(2) limits the Commission's review to the record and transcript of the disciplinary hearing. [read post]
