Search for: "District Equities, LLC"
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19 Nov 2019, 3:43 pm
Court of Appeals for the Eleventh Circuit, April 23, 2019, Hard Candy, LLC, v. [read post]
7 Jun 2018, 10:55 am
The bankruptcy restructuring included EnerVest, Ltd. and EnerVest Operating LLC. [read post]
29 Sep 2009, 12:35 pm
MADOFF INVESTMENT )SECURITIES LLC, ) ) Debtor. ) )REQUEST FOR PRODUCTION OF DOCUMENTS 1. [read post]
26 Jan 2007, 11:36 am
In re Wachovia Securities, LLC, Wage & Hour Litig., ___ F.Supp.2d ___, 2006 WL 3827559, *1 (Jud. [read post]
24 May 2012, 4:41 pm
The LLC had two members: Hotheadz, and Justbrand, which was an LLC operated by Silverman and Singer. [read post]
11 Feb 2016, 6:10 am
CoreOne Technologies, LLC, February 2, 2016, McMahon, C.). [read post]
20 Jun 2013, 5:01 pm
Seth Beoku Betts, 37, Boynton Beach, Florida, a principal of Betts and Gambles Global Equities, LLC, was arrested on the charge of wire fraud for operating an investment scheme whereby he promised investors funds would be used for the purposes of trading in collateralized mortgage obligations. [read post]
12 Jan 2024, 8:56 am
LLC and the former head of its equity syndicate desk, Pawan Passi, with a multi-year fraud involving the disclosure of confidential information about the sale of large quantities of stock known as “block trades. [read post]
12 Jan 2023, 3:54 pm
The remainder was to go to the Vasallo TV Group, LLC—a company owned by Carlos Vasallo. [read post]
25 Jun 2013, 9:58 am
Just over one month ago, the United States Court of Appeals for the Federal Circuit issued a decision in Douglas Dynamics, LLC v. [read post]
23 Mar 2016, 3:03 pm
Thecloser that relationship, the more the equities willfavor applying the doctrine to company B.Id. [read post]
8 Nov 2007, 8:13 pm
” The case cite is Mother, LLC v. [read post]
10 Dec 2015, 12:24 pm
On December 8, 2015, TransCoastal Corporation and CoreTerra Operating, LLC (collectively, “TransCoastal” or the “Debtors”) filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Northern District of Texas, Dallas Division. [read post]
18 Sep 2009, 5:13 am
Madoff Investment Securities LLC (BLMIS). [read post]
9 Sep 2011, 5:05 am
Gallo Holdings LLC, listed as the note holder representative, is the biggest, with a claim of $147.9 million, according to court papers.Peachtree Holdings Inc. holds 100 percent of the equity interest in the Atlanta-based company. [read post]
4 Apr 2012, 1:01 am
The transactions, which involved narrow-based indexes and single-stock futures, were used to hedge the risks involved in holding the equities. [read post]
11 Apr 2007, 1:11 am
In the case of Paice LLC v. [read post]
10 Feb 2009, 7:32 am
District Court for the District of Massachusetts denied a Rule 12(b)(6) motion brought by defendant private equity firms (“PE Firms”) challenging a putative class action complaint brought by a trust, a public retirement trust fund and five individuals. [read post]
29 Aug 2019, 8:54 am
The SEC’s Complaint against the adviser, Boston-based Commonwealth Equity Services, LLC, d/b/a Commonwealth Financial Network (“Commonwealth”), was filed in Massachusetts federal district court, and alleges that Commonwealth received over $100 million in revenue sharing from the clearing broker while failing to properly apprise its advisory clients of the full nature of the revenue sharing arrangement and the inherent conflicts of interest implicated by… [read post]
12 Jan 2024, 11:58 am
LLC and its former equity syndicate desk head, Pawan Passi, for engaging in a multi-year fraud related to the disclosure of confidential information on in block trading. [read post]
